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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+1.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
+$2.89M
Cap. Flow
+$243K
Cap. Flow %
0.14%
Top 10 Hldgs %
87.19%
Holding
185
New
7
Increased
12
Reduced
22
Closed
120

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$11.5M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.73M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.7M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.54M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.47M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.64M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.83M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.27M

Sector Composition

Rank Sector Weight
1 Industrials 0.84%
2 Technology 0.79%
3 Communication Services 0.65%
4 Healthcare 0.5%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$32.1M 17.93%
90,407
-1,855
-2% -$652K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$27.1M 15.12%
509,448
+216,180
+74% +$11.5M
IWM icon
3
iShares Russell 2000 ETF
IWM
$82.2B
$22.9M 12.8%
139,857
-3,651
-3% -$584K
QQQ icon
4
Invesco QQQ Trust
QQQ
$466B
$16.5M 9.21%
96,073
+1,316
+1% +$221K
FLRN icon
5
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$14.7M 8.23%
478,856
+283,858
+146% +$8.73M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13.9M 7.75%
328,781
-23,372
-7% -$1.06M
VYM icon
7
Vanguard High Dividend Yield ETF
VYM
$80B
$10.4M 5.8%
124,984
-9,474
-7% -$793K
EFA icon
8
iShares MSCI EAFE ETF
EFA
$76.5B
$7.38M 4.12%
110,218
-6,743
-6% -$473K
IEF icon
9
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$6.17M 3.45%
60,172
-46,112
-43% -$4.7M
MTUM icon
10
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$4.99M 2.79%
45,453
+24,622
+118% +$2.7M
SCHG icon
11
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$3.36M 1.88%
354,768
+165,608
+88% +$1.54M
SPDW icon
12
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.41M 0.79%
+46,386
New +$1.47M
UWM icon
13
ProShares Ultra Russell2000
UWM
$277M
$1.38M 0.77%
34,574
-1,804
-5% -$69K
SPTM icon
14
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.31M 0.73%
38,603
-1,832
-5% -$61.8K
QLD icon
15
ProShares Ultra QQQ
QLD
$13B
$1.22M 0.68%
112,880
+5,880
+5% +$61K
T icon
16
AT&T
T
$152B
$1.16M 0.65%
47,967
+47,494
+10,041% +$1.19M
SCHB icon
17
Schwab US Broad Market ETF
SCHB
$43B
$1.13M 0.63%
102,924
-4,356
-4% -$47.6K
CAT icon
18
Caterpillar
CAT
$405B
$1.09M 0.61%
8,066
+26
+0.3% +$3.88K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$979K 0.55%
3,610
-31,997
-90% -$8.64M
SSO icon
20
ProShares Ultra S&P500
SSO
$7.87B
$953K 0.53%
68,528
-9,336
-12% -$129K
SCHC icon
21
Schwab International Small-Cap Equity ETF
SCHC
$5.33B
$952K 0.53%
+26,383
New +$975K
VSS icon
22
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$832K 0.46%
+7,213
New +$864K
BSCK
23
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$537K 0.3%
25,510
– –
PFE icon
24
Pfizer
PFE
$143B
$402K 0.22%
11,687
– –
SDS icon
25
ProShares UltraShort S&P500
SDS
$390M
$397K 0.22%
416
– –
1
2 3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2018 Portfolio in Review

As of Q2 2018, D. Scott Neal held 185 positions worth $179M, up 1.6% from $176M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal's Q2 2018 filing shows 7 new, 12 increased, 22 reduced and 120 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.64M.

By sector, the portfolio is most concentrated in Industrials at 0.84% of assets, down from 0.93% a quarter earlier, followed by Technology and Communication Services.

  • D. Scott Neal's largest Q2 2018 buy was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2018, an estimated $11.5M increase.
  • D. Scott Neal's biggest Q2 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.64M.
  • D. Scott Neal fully exited iShares Core S&P 500 ETF in Q2 2018, selling an estimated $3.21M.
  • D. Scott Neal's ten largest holdings make up 87% of its $179M portfolio in Q2 2018.
  • D. Scott Neal opened 7 new positions and closed 120 in Q2 2018.
  • D. Scott Neal's portfolio value rose 1.6% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q2 2018, filed 15 Aug 2018.