D. Scott Neal’s State Street SPDR Bloomberg Investment Grade Floating Rate ETF FLRN Stock Holding History

D. Scott Neal’s Portfolio FLRN Stock Details FLRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-343,548	Closed	-$10.6M	–	38
2019 Q4	$10.6M	Sell	343,548 -17,948	-5%	-$552K	5.09%	6
2019 Q3	$11.1M	Sell	361,496 -60,475	-14%	-$1.86M	5.73%	6
2019 Q2	$13M	Sell	421,971 -55,022	-12%	-$1.69M	7.05%	7
2019 Q1	$14.6M	Sell	476,993 -764,129	-62%	-$23.4M	7.66%	6
2018 Q4	$37.7M	Buy	1,241,122 +263,945	+27%	+$8.08M	20.58%	3
2018 Q3	$30.1M	Buy	977,177 +498,321	+104%	+$15.3M	15.2%	1
2018 Q2	$14.7M	Buy	478,856 +283,858	+146%	+$8.73M	8.23%	5
2018 Q1	$5.99M	Buy	+194,998	New	+$5.99M	3.4%	10

Other funds holding FLRN

APP

Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MCF Advisors Covington, Kentucky $2.28B AUM 14.87% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

D. Scott Neal's FLRN Position: Q1 2020 in Review

D. Scott Neal sold out of State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) in Q1 2020, closing a stake of 343,548 shares — an estimated $10.6M sold.

D. Scott Neal first reported a position in FLRN in Q1 2018 and held it in 8 quarters. The position peaked at $37.7M in Q4 2018. 283 funds tracked by Wall St. Rank hold FLRN as of Q1 2020.

D. Scott Neal reported no remaining State Street SPDR Bloomberg Investment Grade Floating Rate ETF position as of Q1 2020 after selling out during the quarter.
D. Scott Neal sold 343,548 State Street SPDR Bloomberg Investment Grade Floating Rate ETF shares in Q1 2020, an estimated $10.6M.
D. Scott Neal first reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q1 2018 and held it in 8 quarters.
D. Scott Neal's State Street SPDR Bloomberg Investment Grade Floating Rate ETF position peaked at $37.7M in Q4 2018.
283 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Investment Grade Floating Rate ETF as of Q1 2020.

Based on D. Scott Neal's 13F filing for Q1 2020, filed 27 Apr 2020.