DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+2.03%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$119M
AUM Growth
+$119M
Cap. Flow
+$5.39M
Cap. Flow %
4.54%
Top 10 Hldgs %
74.3%
Holding
42
New
5
Increased
14
Reduced
15
Closed
1

Top Buys

1
VNQ icon
Vanguard Real Estate ETF
VNQ
$8.6M
2
ILF icon
iShares Latin America 40 ETF
ILF
$5.89M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.3M
4
SCHR icon
Schwab Intermediately-Term US Treasury ETF
SCHR
$266K
5
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
$262K

Top Sells

1
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$8.72M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$3.06M
3
KRE icon
SPDR S&P Regional Banking ETF
KRE
$1.97M
4
IWM icon
iShares Russell 2000 ETF
IWM
$862K
5
TFC icon
Truist Financial
TFC
$260K

Sector Composition

1 Healthcare 1.19%
2 Industrials 0.73%
3 Energy 0.71%
4 Technology 0.31%
5 Financials 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$20.8M 17.47% 111,085 -16,365 -13% -$3.06M
IGSB icon
2
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$11.2M 9.43% 106,343 -277 -0.3% -$29.2K
IYR icon
3
iShares US Real Estate ETF
IYR
$3.76B
$9.53M 8.01% 140,795 -3,100 -2% -$210K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$34.6B
$8.6M 7.23% +121,774 New +$8.6M
STPZ icon
5
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$440M
$8.21M 6.9% 155,065 -1,424 -0.9% -$75.4K
KRE icon
6
SPDR S&P Regional Banking ETF
KRE
$3.99B
$8.11M 6.82% 195,997 -47,630 -20% -$1.97M
IWM icon
7
iShares Russell 2000 ETF
IWM
$67B
$6.11M 5.14% 52,538 -7,407 -12% -$862K
ILF icon
8
iShares Latin America 40 ETF
ILF
$1.76B
$5.89M 4.95% +161,000 New +$5.89M
VXX
9
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.3M 4.46% +125,805 New +$5.3M
MDY icon
10
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$4.62M 3.89% 18,444 -34,802 -65% -$8.72M
QQQ icon
11
Invesco QQQ Trust
QQQ
$364B
$4.48M 3.76% 51,060 +530 +1% +$46.5K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$66B
$3.47M 2.92% 51,637 +2,065 +4% +$139K
DVY icon
13
iShares Select Dividend ETF
DVY
$20.8B
$2.87M 2.41% 39,116 -2,364 -6% -$173K
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$2.46M 2.07% 60,535 -6,300 -9% -$256K
TLT icon
15
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$1.72M 1.44% 15,750 -275 -2% -$30K
IEF icon
16
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$1.61M 1.35% 15,825 -215 -1% -$21.9K
IGIB icon
17
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$1.23M 1.03% 11,277 +1,512 +15% +$165K
QLD icon
18
ProShares Ultra QQQ
QLD
$8.91B
$1.16M 0.98% 11,660 – –
SCHR icon
19
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.5B
$1.09M 0.91% 20,706 +5,060 +32% +$266K
XOM icon
20
Exxon Mobil
XOM
$487B
$843K 0.71% 8,632 +225 +3% +$22K
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$38.5B
$730K 0.61% 9,110 -525 -5% -$42.1K
SCHB icon
22
Schwab US Broad Market ETF
SCHB
$36.2B
$727K 0.61% 15,895 +3,086 +24% +$141K
MRK icon
23
Merck
MRK
$210B
$709K 0.6% 12,490 +270 +2% +$15.3K
FLOT icon
24
iShares Floating Rate Bond ETF
FLOT
$9.15B
$699K 0.59% 13,780 – –
CAT icon
25
Caterpillar
CAT
$196B
$636K 0.53% 6,397 – –
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