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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
-$2.59M
Cap. Flow
-$5.13M
Cap. Flow %
-3.68%
Top 10 Hldgs %
84.36%
Holding
38
New
1
Increased
8
Reduced
15
Closed
5

Top Buys

Rank Stock Value
1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$6.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.88M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$261K
4
SSO icon
ProShares Ultra S&P500
SSO
+$81.2K
5
QLD icon
ProShares Ultra QQQ
QLD
+$81.1K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$4.52M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.15M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.73M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$818K
5
MBB icon
iShares MBS ETF
MBB
+$538K

Sector Composition

Rank Sector Weight
1 Healthcare 1.07%
2 Energy 0.56%
3 Financials 0.46%
4 Industrials 0.38%
5 Technology 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$21.1M 15.12%
102,156
-2,006
-2% -$414K
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$18.4M 13.19%
169,730
-3,805
-2% -$411K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$16.2M 11.63%
293,234
-81,910
-22% -$4.52M
QQQ icon
4
Invesco QQQ Trust
QQQ
$463B
$12.5M 8.95%
118,197
-685
-0.6% -$71.9K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.4B
$11.7M 8.36%
138,379
-37,150
-21% -$3.15M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.7M 6.24%
212,937
+46,165
+28% +$1.88M
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$8.61M 6.17%
31,059
-1,270
-4% -$342K
IWM icon
8
iShares Russell 2000 ETF
IWM
$81.4B
$7.37M 5.28%
59,233
-2,235
-4% -$269K
IYR icon
9
iShares US Real Estate ETF
IYR
$4.52B
$6.99M 5.01%
88,165
-34,155
-28% -$2.73M
OIL
10
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$6.15M 4.41%
+612,330
New +$6.65M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$75.9B
$4.25M 3.05%
66,211
+4,145
+7% +$261K
DVY icon
12
iShares Select Dividend ETF
DVY
$23.6B
$3.86M 2.76%
49,471
-2,975
-6% -$235K
QLD icon
13
ProShares Ultra QQQ
QLD
$13B
$2.61M 1.87%
586,080
+18,400
+3% +$81.1K
SCHR
14
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.18M 0.84%
43,356
-1,132
-3% -$30.6K
SCHB icon
15
Schwab US Broad Market ETF
SCHB
$43B
$966K 0.69%
114,810
-5,496
-5% -$46K
XOM icon
16
ExxonMobil
XOM
$617B
$776K 0.56%
9,133
+2
+0% +$177
MRK icon
17
Merck
MRK
$309B
$718K 0.51%
13,090
– –
IWB icon
18
iShares Russell 1000 ETF
IWB
$48B
$709K 0.51%
6,117
+554
+10% +$64K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.91B
$707K 0.51%
87,520
+10,080
+13% +$81.2K
SCHF icon
20
Schwab International Equity ETF
SCHF
$65.2B
$697K 0.5%
46,110
-1,724
-4% -$25.6K
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$637K 0.46%
7,500
-900
-11% -$76.3K
VGIT icon
22
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$599K 0.43%
9,149
-25
-0.3% -$1.63K
CTRX
23
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$595K 0.43%
10,000
– –
CAT icon
24
Caterpillar
CAT
$397B
$527K 0.38%
6,590
+43
+0.7% +$3.57K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.4B
$523K 0.37%
10,734
– –
1
2

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MS
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ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2015 Portfolio in Review

As of Q1 2015, D. Scott Neal held 38 positions worth $140M, down 1.8% from $142M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

D. Scott Neal withdrew a net $5.13M in Q1 2015, closing 5 positions and reducing 15 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $818K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.1% a quarter earlier, followed by Energy and Financials.

Against the trend, D. Scott Neal opened a new position in Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In worth $6.15M.

  • D. Scott Neal's largest Q1 2015 buy was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In: 612,330 shares worth $6.15M.
  • D. Scott Neal added most to Vanguard FTSE Emerging Markets ETF in Q1 2015, an estimated $1.88M increase.
  • D. Scott Neal's biggest Q1 2015 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $4.52M.
  • D. Scott Neal fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2015, selling an estimated $818K.
  • D. Scott Neal's ten largest holdings make up 84% of its $140M portfolio in Q1 2015.
  • D. Scott Neal opened 1 new position and closed 5 in Q1 2015.
  • D. Scott Neal's portfolio value fell 1.8% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q1 2015, filed 2 Apr 2015.