DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+1.26%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$140M
AUM Growth
+$140M
Cap. Flow
-$5.6M
Cap. Flow %
-4.02%
Top 10 Hldgs %
84.36%
Holding
38
New
1
Increased
8
Reduced
15
Closed
5

Top Buys

1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$6.15M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$1.89M
3
EFA icon
iShares MSCI EAFE ETF
EFA
$266K
4
QLD icon
ProShares Ultra QQQ
QLD
$82K
5
SSO icon
ProShares Ultra S&P500
SSO
$81.4K

Top Sells

1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$4.53M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
$3.13M
3
IYR icon
iShares US Real Estate ETF
IYR
$2.71M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$818K
5
MBB icon
iShares MBS ETF
MBB
$538K

Sector Composition

1 Healthcare 1.07%
2 Energy 0.56%
3 Financials 0.46%
4 Industrials 0.38%
5 Technology 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$21.1M 15.12% 102,156 -2,006 -2% -$414K
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$18.4M 13.19% 169,730 -3,805 -2% -$412K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$16.2M 11.63% 146,617 -40,955 -22% -$4.53M
QQQ icon
4
Invesco QQQ Trust
QQQ
$364B
$12.5M 8.95% 118,197 -685 -0.6% -$72.3K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$34.6B
$11.7M 8.36% 138,379 -37,150 -21% -$3.13M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$8.7M 6.24% 212,937 +46,165 +28% +$1.89M
MDY icon
7
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$8.61M 6.17% 31,059 -1,270 -4% -$352K
IWM icon
8
iShares Russell 2000 ETF
IWM
$67B
$7.37M 5.28% 59,233 -2,235 -4% -$278K
IYR icon
9
iShares US Real Estate ETF
IYR
$3.76B
$6.99M 5.01% 88,165 -34,155 -28% -$2.71M
OIL
10
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$6.15M 4.41% +612,330 New +$6.15M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$66B
$4.25M 3.05% 66,211 +4,145 +7% +$266K
DVY icon
12
iShares Select Dividend ETF
DVY
$20.8B
$3.86M 2.76% 49,471 -2,975 -6% -$232K
QLD icon
13
ProShares Ultra QQQ
QLD
$8.91B
$2.61M 1.87% 18,315 +575 +3% +$82K
SCHR icon
14
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.5B
$1.18M 0.84% 21,678 -566 -3% -$30.8K
SCHB icon
15
Schwab US Broad Market ETF
SCHB
$36.2B
$966K 0.69% 19,135 -916 -5% -$46.2K
XOM icon
16
Exxon Mobil
XOM
$487B
$776K 0.56% 9,133 +2 +0% +$170
MRK icon
17
Merck
MRK
$210B
$718K 0.51% 12,490 – –
IWB icon
18
iShares Russell 1000 ETF
IWB
$43.2B
$709K 0.51% 6,117 +554 +10% +$64.2K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.16B
$707K 0.51% 5,470 +630 +13% +$81.4K
SCHF icon
20
Schwab International Equity ETF
SCHF
$50.3B
$697K 0.5% 23,055 -862 -4% -$26.1K
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$637K 0.46% 7,500 -900 -11% -$76.4K
VGIT icon
22
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.3B
$599K 0.43% 9,149 -25 -0.3% -$1.64K
CTRX
23
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$595K 0.43% 10,000 – –
CAT icon
24
Caterpillar
CAT
$196B
$527K 0.38% 6,590 +43 +0.7% +$3.44K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$523K 0.37% 10,734 – –
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