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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-3.79%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
-$27M
Cap. Flow
-$16.1M
Cap. Flow %
-9.01%
Top 10 Hldgs %
74.58%
Holding
64
New
7
Increased
6
Reduced
20
Closed
1

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$8.17M
2
GLD icon
SPDR Gold Trust
GLD
+$4.99M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.77M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$621K
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$486K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$7.41M
2
PSQ icon
ProShares Short QQQ
PSQ
+$5.54M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.37M
4
CORN icon
Teucrium Corn Fund
CORN
+$4.24M
5
AMR icon
Alpha Metallurgical Resources
AMR
+$3.58M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.25%
3 Energy 4.8%
4 Consumer Staples 4.48%
5 Materials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQ icon
1
ProShares Short QQQ
PSQ
$824M
$58.8M 32.85%
965,190
-83,146
-8% -$5.54M
GLD icon
2
SPDR Gold Trust
GLD
$131B
$12.1M 6.76%
66,023
+28,337
+75% +$4.99M
ABBV icon
3
AbbVie
ABBV
$443B
$9.18M 5.13%
57,605
-4,598
-7% -$703K
XOM icon
4
ExxonMobil
XOM
$644B
$8.6M 4.8%
78,395
+73,838
+1,620% +$8.17M
IYK icon
5
iShares US Consumer Staples ETF
IYK
$1.4B
$8.55M 4.78%
128,814
-7,431
-5% -$486K
XLU icon
6
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$8.17M 4.56%
241,346
+81,804
+51% +$2.77M
PDBC icon
7
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$7.93M 4.43%
557,857
-202,280
-27% -$2.9M
AMR icon
8
Alpha Metallurgical Resources
AMR
$1.74B
$7.69M 4.3%
49,299
-22,360
-31% -$3.58M
BJ icon
9
BJs Wholesale Club
BJ
$12.5B
$7.19M 4.02%
94,574
-17,730
-16% -$1.29M
ENPH icon
10
Enphase Energy
ENPH
$4.96B
$5.27M 2.95%
25,073
-3,287
-12% -$712K
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$4.31M 2.41%
90,185
-19,264
-18% -$907K
SPHB icon
12
Invesco S&P 500 High Beta ETF
SPHB
$971M
$3.7M 2.07%
52,865
-8,776
-14% -$613K
CORN icon
13
Teucrium Corn Fund
CORN
$176M
$3.65M 2.04%
144,687
-164,101
-53% -$4.24M
MDYV icon
14
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.5M 1.4%
37,903
-7,347
-16% -$504K
MSFT icon
15
Microsoft
MSFT
$3.45T
$2.42M 1.35%
8,399
– –
REKR icon
16
Rekor Systems
REKR
$85.8M
$2.01M 1.13%
1,610,920
– –
CAT icon
17
Caterpillar
CAT
$375B
$1.73M 0.97%
7,561
– –
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.67M 0.93%
5,400
– –
IJS icon
19
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.49M 0.83%
15,953
-3,174
-17% -$310K
QQQ icon
20
Invesco QQQ Trust
QQQ
$453B
$1.4M 0.78%
4,370
-14,801
-77% -$4.37M
QLD icon
21
ProShares Ultra QQQ
QLD
$12.7B
$1.24M 0.7%
50,182
– –
SSO icon
22
ProShares Ultra S&P500
SSO
$7.87B
$1.21M 0.68%
48,208
– –
AAPL icon
23
Apple
AAPL
$4.54T
$1.14M 0.63%
6,885
– –
XLRE icon
24
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$1.05M 0.59%
28,156
-4,257
-13% -$163K
RBCAA icon
25
Republic Bancorp
RBCAA
$1.95B
$891K 0.5%
21,000
– –
1
2 3

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NWM
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WTFG
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D. Scott Neal's Q1 2023 Portfolio in Review

As of Q1 2023, D. Scott Neal held 64 positions worth $179M, down 13% from $206M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

D. Scott Neal withdrew a net $16.1M in Q1 2023, closing 1 position and reducing 20 holdings. Its most notable exit was Quadratic Interest Rate Volatility and Inflation Hedge ETF, an estimated $357K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Energy.

Against the trend, D. Scott Neal opened a new position in Vanguard Morningstar Total Stock Market ETF worth $634K.

  • D. Scott Neal's largest Q1 2023 buy was Vanguard Morningstar Total Stock Market ETF: 3,104 shares worth $634K.
  • D. Scott Neal added most to ExxonMobil in Q1 2023, an estimated $8.17M increase.
  • D. Scott Neal's biggest Q1 2023 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $7.41M.
  • D. Scott Neal fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q1 2023, selling an estimated $357K.
  • D. Scott Neal's ten largest holdings make up 75% of its $179M portfolio in Q1 2023.
  • D. Scott Neal opened 7 new positions and closed 1 in Q1 2023.
  • D. Scott Neal's portfolio value fell 13% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q1 2023, filed 12 Apr 2023.