D. Scott Neal’s Caterpillar CAT Stock Holding History

D. Scott Neal’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$3.6M	Hold	7,549	–	–	1.67%	12
2025 Q2	$2.93M	Hold	7,549	–	–	1.46%	13
2025 Q1	$2.49M	Hold	7,549	–	–	1.38%	12
2024 Q4	$2.74M	Hold	7,549	–	–	1.5%	12
2024 Q3	$2.95M	Hold	7,549	–	–	1.56%	14
2024 Q2	$2.51M	Hold	7,549	–	–	1.4%	16
2024 Q1	$2.77M	Hold	7,549	–	–	1.81%	12
2023 Q4	$2.23M	Hold	7,549	–	–	1.99%	10
2023 Q3	$2.06M	Hold	7,549	–	–	1.76%	14
2023 Q2	$1.86M	Sell	7,549 -12	-0.2%	-$2.68K	1.4%	18
2023 Q1	$1.73M	Hold	7,561	–	–	0.97%	17
2022 Q4	$1.81M	Hold	7,561	–	–	0.88%	18
2022 Q3	$1.24M	Hold	7,561	–	–	0.52%	20
2022 Q2	$1.35M	Sell	7,561 -100	-1%	-$21.1K	0.56%	19
2022 Q1	$1.71M	Hold	7,661	–	–	0.68%	19
2021 Q4	$1.58M	Hold	7,661	–	–	0.6%	19
2021 Q3	$1.47M	Buy	7,661 +112	+1%	+$23.3K	0.62%	18
2021 Q2	$1.64M	Buy	7,549 +35	+0.5%	+$8.08K	0.75%	17
2021 Q1	$1.74M	Sell	7,514 -500	-6%	-$104K	0.78%	13
2020 Q4	$1.46M	Sell	8,014 -30	-0.4%	-$5.09K	0.71%	12
2020 Q3	$1.2M	Hold	8,044	–	–	0.67%	12
2020 Q2	$1.02M	Hold	8,044	–	–	0.64%	9
2020 Q1	$933K	Hold	8,044	–	–	0.56%	8
2019 Q4	$1.19M	Hold	8,044	–	–	0.57%	20
2019 Q3	$1.02M	Sell	8,044 -8	-0.1%	-$1.02K	0.52%	18
2019 Q2	$1.1M	Hold	8,052	–	–	0.6%	15
2019 Q1	$1.09M	Buy	8,052 +8	+0.1%	+$1.06K	0.57%	11
2018 Q4	$1.02M	Sell	8,044 -22	-0.3%	-$2.86K	0.56%	12
2018 Q3	$1.23M	Hold	8,066	–	–	0.62%	16
2018 Q2	$1.09M	Buy	8,066 +26	+0.3%	+$3.88K	0.61%	18
2018 Q1	$1.19M	Hold	8,040	–	–	0.67%	18
2017 Q4	$1.27M	Hold	8,040	–	–	0.76%	19
2017 Q3	$1M	Hold	8,040	–	–	0.6%	20
2017 Q2	$864K	Hold	8,040	–	–	0.59%	19
2017 Q1	$746K	Hold	8,040	–	–	0.48%	21
2016 Q4	$746K	Hold	8,040	–	–	0.53%	19
2016 Q3	$714K	Sell	8,040 -53	-0.7%	-$4.34K	0.56%	18
2016 Q2	$614K	Buy	8,093 +53	+0.7%	+$3.97K	0.54%	16
2016 Q1	$615K	Hold	8,040	–	–	0.58%	15
2015 Q4	$546K	Hold	8,040	–	–	0.43%	19
2015 Q3	$525K	Sell	8,040 -150	-2%	-$11.5K	0.44%	21
2015 Q2	$695K	Buy	8,190 +1,600	+24%	+$138K	0.48%	24
2015 Q1	$527K	Buy	6,590 +43	+0.7%	+$3.57K	0.38%	24
2014 Q4	$599K	Hold	6,547	–	–	0.42%	22
2014 Q3	$648K	Buy	6,547 +115	+2%	+$12.2K	0.51%	19
2014 Q2	$699K	Buy	6,432 +35	+0.5%	+$3.67K	0.55%	19
2014 Q1	$636K	Hold	6,397	–	–	0.53%	25
2013 Q4	$581K	Buy	+6,397	New	+$546K	0.52%	23

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

D. Scott Neal's CAT Position: Q3 2025 in Review

D. Scott Neal held its Caterpillar (CAT) position steady in Q3 2025 at 7,549 shares worth $3.6M. The position accounts for 1.67% of the portfolio, ranked #12.

D. Scott Neal first reported a position in CAT in Q4 2013 and has held it in 48 quarters since. 3,143 funds tracked by Wall St. Rank hold CAT as of Q3 2025.

D. Scott Neal held 7,549 shares of Caterpillar worth $3.6M as of Q3 2025.
D. Scott Neal left its Caterpillar share count unchanged in Q3 2025.
Caterpillar made up 1.67% of D. Scott Neal's portfolio in Q3 2025, its #12 holding.
D. Scott Neal first reported a position in Caterpillar in Q4 2013 and has held it in 48 quarters since.
3,143 funds tracked by Wall St. Rank held Caterpillar as of Q3 2025.

Based on D. Scott Neal's 13F filing for Q3 2025, filed 28 Oct 2025.