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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$7.79M
Cap. Flow
+$3.89M
Cap. Flow %
3.07%
Top 10 Hldgs %
84.98%
Holding
41
New
–
Increased
17
Reduced
10
Closed
7

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$18.8M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$7.14M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$932K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.2M
2
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$8.21M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$5.89M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$5.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.72M

Sector Composition

Rank Sector Weight
1 Healthcare 1.16%
2 Industrials 0.74%
3 Energy 0.72%
4 Technology 0.26%
5 Financials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$20.8M 16.38%
106,052
-5,033
-5% -$957K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$20.1M 15.9%
365,734
+343,180
+1,522% +$18.8M
MDY icon
3
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$12.2M 9.66%
46,979
+28,535
+155% +$7.14M
IEF icon
4
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$12.1M 9.55%
116,775
+100,950
+638% +$10.4M
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.6B
$10.7M 8.42%
142,540
+20,766
+17% +$1.53M
IYR icon
6
iShares US Real Estate ETF
IYR
$4.83B
$9.04M 7.14%
125,985
-14,810
-11% -$1.04M
IWM icon
7
iShares Russell 2000 ETF
IWM
$82.2B
$7.04M 5.56%
59,270
+6,732
+13% +$765K
KRE icon
8
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$6.16M 4.86%
152,870
-43,127
-22% -$1.7M
QQQ icon
9
Invesco QQQ Trust
QQQ
$466B
$5.78M 4.56%
61,500
+10,440
+20% +$932K
EFA icon
10
iShares MSCI EAFE ETF
EFA
$76.5B
$3.75M 2.96%
54,901
+3,264
+6% +$224K
DVY icon
11
iShares Select Dividend ETF
DVY
$23.8B
$2.98M 2.36%
38,771
-345
-0.9% -$25.8K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.58M 2.04%
59,840
-695
-1% -$29.3K
QLD icon
13
ProShares Ultra QQQ
QLD
$13B
$1.82M 1.44%
513,280
+140,160
+38% +$450K
SCHR
14
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.25M 0.98%
46,912
+5,500
+13% +$145K
SCHB icon
15
Schwab US Broad Market ETF
SCHB
$43B
$973K 0.77%
122,352
+26,982
+28% +$208K
XOM icon
16
ExxonMobil
XOM
$611B
$915K 0.72%
9,092
+460
+5% +$46.4K
SCHF icon
17
Schwab International Equity ETF
SCHF
$65.4B
$814K 0.64%
49,358
+10,300
+26% +$166K
MRK icon
18
Merck
MRK
$315B
$723K 0.57%
13,090
– –
CAT icon
19
Caterpillar
CAT
$405B
$699K 0.55%
6,432
+35
+0.5% +$3.67K
VGIT icon
20
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$637K 0.5%
9,950
-25
-0.3% -$1.59K
IWB icon
21
iShares Russell 1000 ETF
IWB
$48B
$591K 0.47%
5,371
+1,772
+49% +$189K
MBB icon
22
iShares MBS ETF
MBB
$39.3B
$591K 0.47%
5,460
– –
SSO icon
23
ProShares Ultra S&P500
SSO
$7.87B
$573K 0.45%
79,120
+7,600
+11% +$51.6K
SHY icon
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$565K 0.45%
6,685
-285
-4% -$24.1K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$508K 0.4%
9,713
+2,187
+29% +$113K
1
2

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MS
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ICM
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2014 Portfolio in Review

As of Q2 2014, D. Scott Neal held 41 positions worth $127M, up 6.6% from $119M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

D. Scott Neal deployed $3.89M of net new capital in Q2 2014, adding to 17 existing holdings.

By sector, the portfolio is most concentrated in Healthcare at 1.2% of assets, down from 1.2% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was State Street SPDR S&P Regional Banking ETF, an estimated $1.7M trimmed.

  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2014, an estimated $18.8M increase.
  • D. Scott Neal's biggest Q2 2014 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $1.7M.
  • D. Scott Neal fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2014, selling an estimated $11.2M.
  • D. Scott Neal's ten largest holdings make up 85% of its $127M portfolio in Q2 2014.
  • D. Scott Neal opened 0 new positions and closed 7 in Q2 2014.
  • D. Scott Neal's portfolio value rose 6.6% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q2 2014, filed 8 Jul 2014.