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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+7.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$117M
AUM Growth
-$16M
Cap. Flow
-$21.4M
Cap. Flow %
-18.32%
Top 10 Hldgs %
68.16%
Holding
66
New
3
Increased
12
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.68M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.6M
3
GLD icon
SPDR Gold Trust
GLD
+$1.32M
4
IAU icon
iShares Gold Trust
IAU
+$1.18M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$385K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$7.75M
2
BJ icon
BJs Wholesale Club
BJ
+$6.36M
3
ENPH icon
Enphase Energy
ENPH
+$4.47M
4
AMR icon
Alpha Metallurgical Resources
AMR
+$3.54M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$1.13M

Sector Composition

Rank Sector Weight
1 Technology 14.72%
2 Financials 11.29%
3 Healthcare 9.15%
4 Energy 7.67%
5 Materials 7.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$129B
$13M 11.13%
75,935
+7,403
+11% +$1.32M
XOM icon
2
ExxonMobil
XOM
$617B
$8.97M 7.67%
76,311
-5,057
-6% -$555K
AJG icon
3
Arthur J. Gallagher & Co
AJG
$65.2B
$8.88M 7.59%
38,942
-1,878
-5% -$420K
AMR icon
4
Alpha Metallurgical Resources
AMR
$1.81B
$8.8M 7.53%
33,801
-18,128
-35% -$3.54M
ABBV icon
5
AbbVie
ABBV
$447B
$8.73M 7.46%
58,573
-1,779
-3% -$261K
IYK icon
6
iShares US Consumer Staples ETF
IYK
$1.38B
$8.14M 6.95%
129,669
+420
+0.3% +$27.7K
KLAC icon
7
KLA
KLAC
$273B
$7.52M 6.43%
164,000
-23,040
-12% -$1.1M
PDBC icon
8
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.64B
$7.38M 6.31%
493,750
-36,846
-7% -$540K
REKR icon
9
Rekor Systems
REKR
$85.5M
$4.56M 3.89%
1,615,770
+4,850
+0.3% +$14.8K
QQQ icon
10
Invesco QQQ Trust
QQQ
$464B
$3.74M 3.19%
10,417
+4,531
+77% +$1.68M
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.66M 2.27%
56,233
-22,818
-29% -$1.08M
MSFT icon
12
Microsoft
MSFT
$2.98T
$2.65M 2.26%
8,386
– –
XLE icon
13
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$2.28M 1.95%
50,502
+36,558
+262% +$1.6M
CAT icon
14
Caterpillar
CAT
$397B
$2.06M 1.76%
7,549
– –
SPHB icon
15
Invesco S&P 500 High Beta ETF
SPHB
$962M
$1.9M 1.62%
27,072
-14,989
-36% -$1.13M
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.89M 1.62%
5,400
– –
QLD icon
17
ProShares Ultra QQQ
QLD
$13B
$1.49M 1.27%
50,182
– –
IAU icon
18
iShares Gold Trust
IAU
$62.2B
$1.45M 1.24%
41,478
+32,438
+359% +$1.18M
SSO icon
19
ProShares Ultra S&P500
SSO
$7.91B
$1.22M 1.05%
45,808
– –
MDYV icon
20
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.74B
$1.21M 1.03%
18,583
-9,174
-33% -$630K
AAPL icon
21
Apple
AAPL
$4.81T
$1.18M 1.01%
6,885
– –
IVV icon
22
iShares Core S&P 500 ETF
IVV
$880B
$1.1M 0.94%
2,540
+670
+36% +$300K
RBCAA icon
23
Republic Bancorp
RBCAA
$1.79B
$933K 0.8%
21,000
– –
XLRE icon
24
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$816K 0.7%
23,955
-3,337
-12% -$123K
NVDA icon
25
NVIDIA
NVDA
$4.91T
$718K 0.61%
16,510
– –
1
2 3

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FFAM
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NWM
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APC
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WTFG
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D. Scott Neal's Q3 2023 Portfolio in Review

As of Q3 2023, D. Scott Neal held 66 positions worth $117M, down 12% from $133M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

D. Scott Neal withdrew a net $21.4M in Q3 2023, closing 4 positions and reducing 14 holdings. Its most notable exit was State Street Utilities Select Sector SPDR ETF, an estimated $7.75M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, D. Scott Neal opened a new position in Vanguard Mid-Cap ETF worth $255K.

  • D. Scott Neal's largest Q3 2023 buy was Vanguard Mid-Cap ETF: 4,904 shares worth $255K.
  • D. Scott Neal added most to Invesco QQQ Trust in Q3 2023, an estimated $1.68M increase.
  • D. Scott Neal's biggest Q3 2023 reduction was Alpha Metallurgical Resources, cutting an estimated $3.54M.
  • D. Scott Neal fully exited State Street Utilities Select Sector SPDR ETF in Q3 2023, selling an estimated $7.75M.
  • D. Scott Neal's ten largest holdings make up 68% of its $117M portfolio in Q3 2023.
  • D. Scott Neal opened 3 new positions and closed 4 in Q3 2023.
  • D. Scott Neal's portfolio value fell 12% quarter-over-quarter to $117M.

Based on D. Scott Neal's 13F filing for Q3 2023, filed 11 Oct 2023.