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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$32.3M 19.36%
93,497
+19,598
+27% +$6.6M
IWM icon
2
iShares Russell 2000 ETF
IWM
$80.2B
$21.9M 13.1%
143,342
+21,005
+17% +$3.16M
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$16.3M 9.77%
298,410
-7,834
-3% -$429K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.2B
$15.7M 9.44%
189,715
-19,199
-9% -$1.61M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$11.6M 6.95%
109,814
-25,585
-19% -$2.71M
QQQ icon
6
Invesco QQQ Trust
QQQ
$461B
$11.1M 6.64%
71,101
+3,432
+5% +$524K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$9.82M 5.88%
36,786
-17,819
-33% -$4.63M
EFA icon
8
iShares MSCI EAFE ETF
EFA
$78B
$8.2M 4.92%
116,674
+26,329
+29% +$1.83M
IVV icon
9
iShares Core S&P 500 ETF
IVV
$872B
$3.18M 1.91%
11,843
-4,719
-28% -$1.24M
SPIB icon
10
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3.06M 1.84%
+89,516
New +$3.08M
IYR icon
11
iShares US Real Estate ETF
IYR
$4.66B
$2.83M 1.7%
34,965
-17,706
-34% -$1.44M
VYM icon
12
Vanguard High Dividend Yield ETF
VYM
$80.9B
$2.42M 1.45%
28,231
-16,328
-37% -$1.37M
BSCN
13
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.75M 1.05%
83,897
+16,142
+24% +$339K
SPMD icon
14
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$1.72M 1.03%
+51,551
New +$1.69M
QUAL icon
15
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$1.54M 0.93%
+18,636
New +$1.5M
UWM icon
16
ProShares Ultra Russell2000
UWM
$245M
$1.49M 0.89%
42,250
-2,890
-6% -$99K
SPTM icon
17
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.4M 0.84%
+42,228
New +$1.37M
SPSM icon
18
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$1.28M 0.77%
+42,552
New +$1.26M
CAT icon
19
Caterpillar
CAT
$375B
$1.27M 0.76%
8,040
– –
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$43.2B
$1.16M 0.69%
107,502
+107,250
+42,560% +$1.12M
USRT icon
21
iShares Core US REIT ETF
USRT
$4.62B
$1.13M 0.68%
+22,849
New +$1.14M
QLD icon
22
ProShares Ultra QQQ
QLD
$12.8B
$1.09M 0.65%
118,880
+432
+0.4% +$3.81K
SSO icon
23
ProShares Ultra S&P500
SSO
$7.81B
$1.08M 0.65%
79,264
+1,288
+2% +$16.7K
SCHM icon
24
Schwab US Mid-Cap ETF
SCHM
$14.5B
$996K 0.6%
56,112
-2,388
-4% -$41.2K
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.8B
$771K 0.46%
72,570
+56,520
+352% +$585K
1
2 3 4 5

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.