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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+5.06%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$178M
AUM Growth
+$18.5M
Cap. Flow
+$12.3M
Cap. Flow %
6.93%
Top 10 Hldgs %
92.21%
Holding
40
New
3
Increased
11
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$26.1M
2
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$7.42M
3
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$5.97M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.73M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.47M

Top Sells

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$21.2M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.7M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.71M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$349K
5
TSLA icon
Tesla
TSLA
+$341K

Sector Composition

Rank Sector Weight
1 Financials 0.96%
2 Communication Services 0.76%
3 Industrials 0.71%
4 Technology 0.56%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$50.3M 28.21%
580,855
-19,798
-3% -$1.71M
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$45.4M 25.48%
163,337
+17,453
+12% +$4.73M
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$26.2M 14.73%
431,458
+427,563
+10,977% +$26.1M
IEI icon
4
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$12.4M 6.97%
92,964
+7,098
+8% +$949K
VOT icon
5
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$10.8M 6.06%
59,921
+33,849
+130% +$5.97M
VBK icon
6
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$8.08M 4.54%
37,601
+35,143
+1,430% +$7.42M
EFG icon
7
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$4.53M 2.54%
+50,394
New +$4.47M
VGSH icon
8
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$3.8M 2.14%
61,244
-236,613
-79% -$14.7M
SPTM icon
9
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.39M 0.78%
33,930
+338
+1% +$13.7K
T icon
10
AT&T
T
$159B
$1.35M 0.76%
62,530
+20
+0% +$447
QLD icon
11
ProShares Ultra QQQ
QLD
$12.7B
$1.3M 0.73%
56,568
+10,176
+22% +$224K
CAT icon
12
Caterpillar
CAT
$375B
$1.2M 0.67%
8,044
– –
SCHB icon
13
Schwab US Broad Market ETF
SCHB
$43.2B
$1.04M 0.58%
78,156
+198
+0.3% +$2.6K
FPXI icon
14
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$274M
$829K 0.47%
14,581
+7,576
+108% +$425K
PFE icon
15
Pfizer
PFE
$143B
$817K 0.46%
23,459
– –
SSO icon
16
ProShares Ultra S&P500
SSO
$7.87B
$785K 0.44%
42,752
– –
IWR icon
17
iShares Russell Mid-Cap ETF
IWR
$56B
$722K 0.41%
12,585
– –
RBCAA icon
18
Republic Bancorp
RBCAA
$1.95B
$591K 0.33%
21,000
– –
IWM icon
19
iShares Russell 2000 ETF
IWM
$79.8B
$577K 0.32%
3,849
– –
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.1T
$571K 0.32%
2,680
– –
IVV icon
21
iShares Core S&P 500 ETF
IVV
$878B
$544K 0.31%
1,619
-233
-13% -$77.5K
MSFT icon
22
Microsoft
MSFT
$3.45T
$525K 0.29%
2,498
+209
+9% +$43.9K
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$479K 0.27%
1,429
-1,054
-42% -$349K
MDY icon
24
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$355K 0.2%
1,049
– –
TLT icon
25
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$328K 0.18%
+2,012
New +$334K
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2020 Portfolio in Review

As of Q3 2020, D. Scott Neal held 40 positions worth $178M, up 12% from $160M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2020, opening 3 new positions and adding to 11 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 50,394 shares worth $4.53M.

By sector, the portfolio is most concentrated in Financials at 0.96% of assets, down from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.7M trimmed.

  • D. Scott Neal's largest Q3 2020 buy was iShares MSCI EAFE Growth ETF: 50,394 shares worth $4.53M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $26.1M increase.
  • D. Scott Neal's biggest Q3 2020 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.7M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2020, selling an estimated $21.2M.
  • D. Scott Neal's ten largest holdings make up 92% of its $178M portfolio in Q3 2020.
  • D. Scott Neal opened 3 new positions and closed 2 in Q3 2020.
  • D. Scott Neal's portfolio value rose 12% quarter-over-quarter to $178M.

Based on D. Scott Neal's 13F filing for Q3 2020, filed 15 Oct 2020.