We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$119M
AUM Growth
-$26.5M
Cap. Flow
-$19.8M
Cap. Flow %
-16.62%
Top 10 Hldgs %
86.36%
Holding
38
New
1
Increased
8
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$975K
2
IWM icon
iShares Russell 2000 ETF
IWM
+$785K
3
DVY icon
iShares Select Dividend ETF
DVY
+$763K
4
INTC icon
Intel
INTC
+$211K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$96.7K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.72M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.59M
3
QLD icon
ProShares Ultra QQQ
QLD
+$1.61M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.12M

Sector Composition

Rank Sector Weight
1 Healthcare 1.12%
2 Technology 0.59%
3 Energy 0.53%
4 Financials 0.47%
5 Industrials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
1
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$19M 15.94%
175,855
+425
+0.2% +$45.1K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$17M 14.29%
88,720
-12,751
-13% -$2.59M
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$15.2M 12.77%
279,754
-16,610
-6% -$901K
QQQ icon
4
Invesco QQQ Trust
QQQ
$463B
$11.1M 9.36%
109,392
-14,615
-12% -$1.57M
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.4B
$9.79M 8.23%
129,579
-14,625
-10% -$1.12M
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$7.86M 6.6%
31,559
+365
+1% +$96.7K
IWM icon
7
iShares Russell 2000 ETF
IWM
$81.2B
$7.36M 6.19%
67,424
+6,620
+11% +$785K
IYR icon
8
iShares US Real Estate ETF
IYR
$4.53B
$5.63M 4.73%
79,310
-8,430
-10% -$614K
OIL
9
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$5.26M 4.42%
621,575
-6,720
-1% -$60.1K
DVY icon
10
iShares Select Dividend ETF
DVY
$23.6B
$4.58M 3.85%
63,021
+10,215
+19% +$763K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$75.8B
$3.34M 2.81%
58,297
-7,990
-12% -$493K
SPSB icon
12
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.93M 1.62%
63,185
-15,500
-20% -$473K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.73M 1.45%
21,670
+12,265
+130% +$975K
QLD icon
14
ProShares Ultra QQQ
QLD
$13B
$966K 0.81%
237,600
-351,200
-60% -$1.61M
SCHR
15
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$709K 0.6%
26,006
-22,184
-46% -$598K
XOM icon
16
ExxonMobil
XOM
$615B
$631K 0.53%
8,493
-181
-2% -$13.9K
IWB icon
17
iShares Russell 1000 ETF
IWB
$47.9B
$629K 0.53%
5,878
-1,893
-24% -$215K
MRK icon
18
Merck
MRK
$307B
$621K 0.52%
13,184
+94
+0.7% +$4.99K
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$42.9B
$618K 0.52%
79,890
-86,322
-52% -$709K
VGIT icon
20
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$616K 0.52%
9,398
-7,285
-44% -$472K
CAT icon
21
Caterpillar
CAT
$398B
$525K 0.44%
8,040
-150
-2% -$11.5K
SSO icon
22
ProShares Ultra S&P500
SSO
$7.9B
$503K 0.42%
72,320
-22,800
-24% -$178K
SHY icon
23
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$465K 0.39%
5,470
-2,030
-27% -$172K
SCHF icon
24
Schwab International Equity ETF
SCHF
$65.1B
$415K 0.35%
30,326
-32,922
-52% -$484K
JNJ icon
25
Johnson & Johnson
JNJ
$599B
$393K 0.33%
4,208
+20
+0.5% +$1.94K
1
2

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2015 Portfolio in Review

As of Q3 2015, D. Scott Neal held 38 positions worth $119M, down 18% from $146M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $19.8M in Q3 2015, closing 5 positions and reducing 21 holdings. Its most notable exit was Vanguard FTSE Emerging Markets ETF, an estimated $8.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, up from 1% a quarter earlier, followed by Technology and Energy.

Against the trend, D. Scott Neal opened a new position in Intel worth $220K.

  • D. Scott Neal's largest Q3 2015 buy was Intel: 7,295 shares worth $220K.
  • D. Scott Neal added most to Vanguard Short-Term Corporate Bond ETF in Q3 2015, an estimated $975K increase.
  • D. Scott Neal's biggest Q3 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.59M.
  • D. Scott Neal fully exited Vanguard FTSE Emerging Markets ETF in Q3 2015, selling an estimated $8.72M.
  • D. Scott Neal's ten largest holdings make up 86% of its $119M portfolio in Q3 2015.
  • D. Scott Neal opened 1 new position and closed 5 in Q3 2015.
  • D. Scott Neal's portfolio value fell 18% quarter-over-quarter to $119M.

Based on D. Scott Neal's 13F filing for Q3 2015, filed 15 Oct 2015.