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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
1
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$17.2M 11.69%
312,646
+5,988
+2% +$328K
VNQ icon
2
Vanguard Real Estate ETF
VNQ
$39.2B
$16M 10.91%
192,531
+858
+0.4% +$71.6K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$15.4M 10.48%
144,274
-2,310
-2% -$247K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$15.2M 10.35%
62,843
-824
-1% -$197K
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.7B
$11.7M 8%
83,311
+4,608
+6% +$638K
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$11M 7.51%
34,722
+68
+0.2% +$21.4K
QQQ icon
7
Invesco QQQ Trust
QQQ
$461B
$9.5M 6.47%
68,992
-1,152
-2% -$158K
DVY icon
8
iShares Select Dividend ETF
DVY
$23.6B
$8.14M 5.55%
88,318
-497
-0.6% -$45.7K
EFA icon
9
iShares MSCI EAFE ETF
EFA
$78.1B
$5.49M 3.74%
84,255
+6,608
+9% +$428K
IYR icon
10
iShares US Real Estate ETF
IYR
$4.67B
$4.76M 3.24%
59,702
-2,115
-3% -$168K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$877B
$3.4M 2.31%
13,949
+2,324
+20% +$561K
VYM icon
12
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.87M 1.96%
36,742
+1,599
+5% +$125K
BSCH
13
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.72M 1.17%
75,907
+12,085
+19% +$273K
QLD icon
14
ProShares Ultra QQQ
QLD
$12.8B
$1.58M 1.08%
219,600
+6,400
+3% +$46.2K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$1.48M 1.01%
18,497
+1,028
+6% +$82.2K
BLV icon
16
Vanguard Long-Term Bond ETF
BLV
$5.71B
$1.34M 0.91%
14,419
-705
-5% -$64.8K
IEI icon
17
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.24M 0.85%
10,047
-228
-2% -$28.2K
VTI icon
18
Vanguard Morningstar Total Stock Market ETF
VTI
$664B
$1.11M 0.76%
8,941
-329
-4% -$40.5K
CAT icon
19
Caterpillar
CAT
$372B
$864K 0.59%
8,040
– –
SSO icon
20
ProShares Ultra S&P500
SSO
$7.9B
$861K 0.59%
77,040
+1,760
+2% +$19.3K
VB icon
21
Vanguard Morningstar Small-Cap ETF
VB
$80B
$733K 0.5%
5,406
+11
+0.2% +$1.47K
UWM icon
22
ProShares Ultra Russell2000
UWM
$235M
$716K 0.49%
23,820
+3,400
+17% +$99K
SCHA icon
23
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$686K 0.47%
42,928
-24
-0.1% -$379
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$123B
$619K 0.42%
17,785
+195
+1% +$6.73K
SDS icon
25
ProShares UltraShort S&P500
SDS
$413M
$598K 0.41%
471
-3
-0.6% -$3.9K
1
2 3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.