DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+9.73%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$160M
AUM Growth
+$160M
Cap. Flow
-$20.8M
Cap. Flow %
-13.02%
Top 10 Hldgs %
92.9%
Holding
41
New
6
Increased
7
Reduced
14
Closed
4

Top Buys

1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
$21.2M
2
VOT icon
Vanguard Mid-Cap Growth ETF
VOT
$4.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
$2.91M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$1.24M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$355K

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$24.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$18.1M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$6.87M
4
QLD icon
ProShares Ultra QQQ
QLD
$659K
5
VO icon
Vanguard Mid-Cap ETF
VO
$423K

Sector Composition

1 Financials 1.07%
2 Communication Services 0.89%
3 Industrials 0.69%
4 Energy 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$52M 32.59% 600,653 -209,239 -26% -$18.1M
QQQ icon
2
Invesco QQQ Trust
QQQ
$364B
$36.1M 22.63% 145,884 +11,770 +9% +$2.91M
VGIT icon
3
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.3B
$21.2M 13.26% +299,969 New +$21.2M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$18.5M 11.61% 297,857 -110,439 -27% -$6.87M
IEI icon
5
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$11.5M 7.19% 85,866 +9,245 +12% +$1.24M
VOT icon
6
Vanguard Mid-Cap Growth ETF
VOT
$17.6B
$4.3M 2.7% +26,072 New +$4.3M
T icon
7
AT&T
T
$209B
$1.43M 0.89% 47,213 +2 +0% +$60
SPTM icon
8
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
$1.27M 0.8% 33,592 -120 -0.4% -$4.53K
CAT icon
9
Caterpillar
CAT
$196B
$1.02M 0.64% 8,044 – –
SCHB icon
10
Schwab US Broad Market ETF
SCHB
$36.2B
$955K 0.6% 12,993 -276 -2% -$20.3K
QLD icon
11
ProShares Ultra QQQ
QLD
$8.91B
$856K 0.54% 5,799 -4,462 -43% -$659K
SPY icon
12
SPDR S&P 500 ETF Trust
SPY
$658B
$766K 0.48% 2,483 +71 +3% +$21.9K
PFE icon
13
Pfizer
PFE
$141B
$728K 0.46% 22,257 – –
RBCAA icon
14
Republic Bancorp
RBCAA
$1.5B
$687K 0.43% 21,000 – –
IWR icon
15
iShares Russell Mid-Cap ETF
IWR
$44.4B
$675K 0.42% 12,585 -80 -0.6% -$4.29K
SSO icon
16
ProShares Ultra S&P500
SSO
$7.16B
$668K 0.42% 5,344 -2,550 -32% -$319K
IVV icon
17
iShares Core S&P 500 ETF
IVV
$662B
$574K 0.36% 1,852 -77,808 -98% -$24.1M
IWM icon
18
iShares Russell 2000 ETF
IWM
$67B
$551K 0.35% 3,849 -45 -1% -$6.44K
VBK icon
19
Vanguard Small-Cap Growth ETF
VBK
$20.1B
$491K 0.31% 2,458 -82 -3% -$16.4K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.09T
$479K 0.3% 2,680 – –
MSFT icon
21
Microsoft
MSFT
$3.77T
$466K 0.29% 2,289 -12 -0.5% -$2.44K
CVX icon
22
Chevron
CVX
$324B
$390K 0.24% 4,376 – –
XOM icon
23
Exxon Mobil
XOM
$487B
$362K 0.23% 8,092 – –
FPXI icon
24
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$156M
$355K 0.22% +7,005 New +$355K
TSLA icon
25
Tesla
TSLA
$1.08T
$341K 0.21% +316 New +$341K
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