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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+9.73%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$160M
AUM Growth
-$6.71M
Cap. Flow
-$20.2M
Cap. Flow %
-12.68%
Top 10 Hldgs %
92.9%
Holding
41
New
6
Increased
7
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$21.1M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$3.94M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.64M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.23M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$308K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.87M
4
QLD icon
ProShares Ultra QQQ
QLD
+$547K
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$423K

Sector Composition

Rank Sector Weight
1 Financials 1.07%
2 Communication Services 0.89%
3 Industrials 0.69%
4 Energy 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$52M 32.59%
600,653
-209,239
-26% -$18.1M
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$36.1M 22.63%
145,884
+11,770
+9% +$2.64M
VGIT icon
3
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$21.2M 13.26%
+299,969
New +$21.1M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$18.5M 11.61%
297,857
-110,439
-27% -$6.87M
IEI icon
5
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$11.5M 7.19%
85,866
+9,245
+12% +$1.23M
VOT icon
6
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$4.3M 2.7%
+26,072
New +$3.94M
T icon
7
AT&T
T
$159B
$1.43M 0.89%
62,510
+3
+0% +$68
SPTM icon
8
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.27M 0.8%
33,592
-120
-0.4% -$4.29K
CAT icon
9
Caterpillar
CAT
$375B
$1.02M 0.64%
8,044
– –
SCHB icon
10
Schwab US Broad Market ETF
SCHB
$43.2B
$955K 0.6%
77,958
-1,656
-2% -$19.1K
QLD icon
11
ProShares Ultra QQQ
QLD
$12.7B
$856K 0.54%
46,392
-35,696
-43% -$547K
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$766K 0.48%
2,483
+71
+3% +$20.8K
PFE icon
13
Pfizer
PFE
$143B
$728K 0.46%
23,459
– –
RBCAA icon
14
Republic Bancorp
RBCAA
$1.95B
$687K 0.43%
21,000
– –
IWR icon
15
iShares Russell Mid-Cap ETF
IWR
$56B
$675K 0.42%
12,585
-80
-0.6% -$4.01K
SSO icon
16
ProShares Ultra S&P500
SSO
$7.87B
$668K 0.42%
42,752
-20,400
-32% -$289K
IVV icon
17
iShares Core S&P 500 ETF
IVV
$878B
$574K 0.36%
1,852
-77,808
-98% -$22.8M
IWM icon
18
iShares Russell 2000 ETF
IWM
$79.8B
$551K 0.35%
3,849
-45
-1% -$5.91K
VBK icon
19
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$491K 0.31%
2,458
-82
-3% -$14.8K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.1T
$479K 0.3%
2,680
– –
MSFT icon
21
Microsoft
MSFT
$3.45T
$466K 0.29%
2,289
-12
-0.5% -$2.18K
CVX icon
22
Chevron
CVX
$392B
$390K 0.24%
4,376
– –
XOM icon
23
ExxonMobil
XOM
$644B
$362K 0.23%
8,092
– –
FPXI icon
24
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$274M
$355K 0.22%
+7,005
New +$308K
TSLA icon
25
Tesla
TSLA
$1.23T
$341K 0.21%
+4,740
New +$256K
1
2

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NWM
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APC
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WTFG
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D. Scott Neal's Q2 2020 Portfolio in Review

As of Q2 2020, D. Scott Neal held 41 positions worth $160M, down 4% from $166M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

D. Scott Neal withdrew a net $20.2M in Q2 2020, closing 4 positions and reducing 14 holdings. Its most notable exit was Vanguard Morningstar Mid-Cap ETF, an estimated $423K position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.97% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, D. Scott Neal opened a new position in Vanguard Intermediate-Term Treasury ETF worth $21.2M.

  • D. Scott Neal's largest Q2 2020 buy was Vanguard Intermediate-Term Treasury ETF: 299,969 shares worth $21.2M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2020, an estimated $2.64M increase.
  • D. Scott Neal's biggest Q2 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.8M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap ETF in Q2 2020, selling an estimated $423K.
  • D. Scott Neal's ten largest holdings make up 93% of its $160M portfolio in Q2 2020.
  • D. Scott Neal opened 6 new positions and closed 4 in Q2 2020.
  • D. Scott Neal's portfolio value fell 4% quarter-over-quarter to $160M.

Based on D. Scott Neal's 13F filing for Q2 2020, filed 16 Jul 2020.