DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+4.29%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$223M
AUM Growth
+$223M
Cap. Flow
+$16.9M
Cap. Flow %
7.59%
Top 10 Hldgs %
86.2%
Holding
53
New
10
Increased
10
Reduced
12
Closed
6

Top Buys

1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$36.8M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
$16.9M
3
VXF icon
Vanguard Extended Market ETF
VXF
$14.5M
4
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$12.4M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
$11.1M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$45M
2
QQQ icon
Invesco QQQ Trust
QQQ
$19.1M
3
VOT icon
Vanguard Mid-Cap Growth ETF
VOT
$14.1M
4
VBK icon
Vanguard Small-Cap Growth ETF
VBK
$11.2M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
$5.61M

Sector Composition

1 Financials 1.27%
2 Technology 1.16%
3 Industrials 0.78%
4 Communication Services 0.65%
5 Consumer Discretionary 0.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGIB icon
1
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$65.4M 29.34% 1,104,926 +620,783 +128% +$36.8M
QQQ icon
2
Invesco QQQ Trust
QQQ
$364B
$35.6M 15.95% 111,518 -59,833 -35% -$19.1M
SPHB icon
3
Invesco S&P 500 High Beta ETF
SPHB
$415M
$16.9M 7.57% +243,020 New +$16.9M
VXF icon
4
Vanguard Extended Market ETF
VXF
$23.9B
$14.5M 6.48% +81,768 New +$14.5M
SPSB icon
5
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$12.4M 5.56% +396,127 New +$12.4M
IEI icon
6
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$12.2M 5.46% 93,695 +1,468 +2% +$191K
IJS icon
7
iShares S&P Small-Cap 600 Value ETF
IJS
$6.59B
$11.1M 4.98% +110,373 New +$11.1M
MDY icon
8
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$8.83M 3.96% 18,538 +17,489 +1,667% +$8.33M
FNDF icon
9
Schwab Fundamental International Large Company Index ETF
FNDF
$17.3B
$7.7M 3.45% +239,910 New +$7.7M
IVV icon
10
iShares Core S&P 500 ETF
IVV
$662B
$7.67M 3.44% 19,284 +7 +0% +$2.79K
XLP icon
11
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$7.11M 3.19% +104,071 New +$7.11M
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$3.16M 1.42% 36,678 -521,769 -93% -$45M
CAT icon
13
Caterpillar
CAT
$196B
$1.74M 0.78% 7,514 -500 -6% -$116K
SPTM icon
14
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
$1.63M 0.73% 33,130 -508 -2% -$25K
QLD icon
15
ProShares Ultra QQQ
QLD
$8.91B
$1.62M 0.73% 13,826 -576 -4% -$67.5K
MSFT icon
16
Microsoft
MSFT
$3.77T
$1.51M 0.68% 6,407 – –
T icon
17
AT&T
T
$209B
$1.46M 0.65% 48,152 – –
SSO icon
18
ProShares Ultra S&P500
SSO
$7.16B
$1.25M 0.56% 12,248 +1,560 +15% +$160K
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$36.2B
$1.23M 0.55% 12,687 -60 -0.5% -$5.8K
RBCAA icon
20
Republic Bancorp
RBCAA
$1.5B
$930K 0.42% 21,000 – –
IWR icon
21
iShares Russell Mid-Cap ETF
IWR
$44.4B
$698K 0.31% 9,448 – –
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.09T
$684K 0.31% 2,680 – –
PFE icon
23
Pfizer
PFE
$141B
$514K 0.23% 14,199 -8,348 -37% -$302K
IWM icon
24
iShares Russell 2000 ETF
IWM
$67B
$480K 0.22% 2,171 -1,453 -40% -$321K
TFC icon
25
Truist Financial
TFC
$60.4B
$460K 0.21% 7,885 – –
1
2 3