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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$238M
AUM Growth
-$2.58M
Cap. Flow
+$1.84M
Cap. Flow %
0.77%
Top 10 Hldgs %
79.42%
Holding
64
New
3
Increased
6
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
BJ icon
BJs Wholesale Club
BJ
+$8M
2
ENPH icon
Enphase Energy
ENPH
+$7.32M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$6.62M
4
PSQ icon
ProShares Short QQQ
PSQ
+$4.26M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$3.55M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$11.7M
2
WEAT icon
Teucrium Wheat Fund
WEAT
+$6.88M
3
ABBV icon
AbbVie
ABBV
+$3.88M
4
CORN icon
Teucrium Corn Fund
CORN
+$2.98M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$872K

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Materials 4.78%
3 Healthcare 4.54%
4 Consumer Staples 3.84%
5 Financials 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQ icon
1
ProShares Short QQQ
PSQ
$824M
$78.4M 32.96%
1,051,038
+63,937
+6% +$4.26M
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$38.7M 16.28%
144,921
-38,784
-21% -$11.7M
PDBC icon
3
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$12.6M 5.29%
777,311
-7,704
-1% -$132K
AMR icon
4
Alpha Metallurgical Resources
AMR
$1.74B
$11.4M 4.78%
83,079
+86
+0.1% +$12K
CORN icon
5
Teucrium Corn Fund
CORN
$176M
$8.5M 3.57%
314,324
-116,495
-27% -$2.98M
ABBV icon
6
AbbVie
ABBV
$443B
$8.45M 3.55%
62,982
-27,073
-30% -$3.88M
BJ icon
7
BJs Wholesale Club
BJ
$12.5B
$8.13M 3.42%
+111,589
New +$8M
IYK icon
8
iShares US Consumer Staples ETF
IYK
$1.4B
$8.01M 3.37%
133,641
+3,978
+3% +$261K
ENPH icon
9
Enphase Energy
ENPH
$4.96B
$7.53M 3.17%
+27,138
New +$7.32M
TBF icon
10
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
$7.24M 3.04%
+324,568
New +$6.62M
GLD icon
11
SPDR Gold Trust
GLD
$131B
$5.75M 2.42%
37,187
-2,474
-6% -$398K
VTIP icon
12
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$5.28M 2.22%
109,640
-17,606
-14% -$872K
XLU icon
13
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$5.2M 2.19%
158,826
+96,748
+156% +$3.55M
SPHB icon
14
Invesco S&P 500 High Beta ETF
SPHB
$971M
$3.54M 1.49%
61,761
-3,426
-5% -$222K
MDYV icon
15
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.61M 1.1%
45,106
-1,535
-3% -$97.9K
MSFT icon
16
Microsoft
MSFT
$3.45T
$2.33M 0.98%
9,988
– –
REKR icon
17
Rekor Systems
REKR
$85.8M
$1.61M 0.68%
1,610,920
– –
IJS icon
18
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.57M 0.66%
19,081
-788
-4% -$72.9K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.44M 0.61%
5,400
– –
CAT icon
20
Caterpillar
CAT
$375B
$1.24M 0.52%
7,561
– –
XLRE icon
21
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$1.18M 0.5%
32,876
-2,816
-8% -$118K
AAPL icon
22
Apple
AAPL
$4.54T
$978K 0.41%
7,075
– –
SSO icon
23
ProShares Ultra S&P500
SSO
$7.87B
$957K 0.4%
48,208
-104
-0.2% -$2.57K
QLD icon
24
ProShares Ultra QQQ
QLD
$12.7B
$920K 0.39%
50,182
-32
-0.1% -$761
JNJ icon
25
Johnson & Johnson
JNJ
$618B
$851K 0.36%
5,208
– –
1
2 3

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D. Scott Neal's Q3 2022 Portfolio in Review

As of Q3 2022, D. Scott Neal held 64 positions worth $238M, down 1.1% from $240M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2022 filing shows 3 new, 6 increased, 20 reduced and 4 closed positions. Its largest new stake was BJs Wholesale Club: 111,589 shares worth $8.13M. The largest sale was Invesco QQQ Trust, an estimated $11.7M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 3% a quarter earlier, followed by Materials and Healthcare.

  • D. Scott Neal's largest Q3 2022 buy was BJs Wholesale Club: 111,589 shares worth $8.13M.
  • D. Scott Neal added most to ProShares Short QQQ in Q3 2022, an estimated $4.26M increase.
  • D. Scott Neal's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $11.7M.
  • D. Scott Neal fully exited Teucrium Wheat Fund in Q3 2022, selling an estimated $6.88M.
  • D. Scott Neal's ten largest holdings make up 79% of its $238M portfolio in Q3 2022.
  • D. Scott Neal opened 3 new positions and closed 4 in Q3 2022.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $238M.

Based on D. Scott Neal's 13F filing for Q3 2022, filed 27 Oct 2022.