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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$206M
AUM Growth
-$31.9M
Cap. Flow
-$38M
Cap. Flow %
-18.47%
Top 10 Hldgs %
75.68%
Holding
62
New
2
Increased
10
Reduced
21
Closed
5

Top Buys

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$710K
2
ENPH icon
Enphase Energy
ENPH
+$356K
3
ISMD icon
Inspire Small/Mid Cap Impact ETF
ISMD
+$218K
4
NVO
Novo Nordisk
NVO
+$191K
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$171K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$34.8M
2
AMR icon
Alpha Metallurgical Resources
AMR
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$381K
4
TFC icon
Truist Financial
TFC
+$351K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$294K

Sector Composition

Rank Sector Weight
1 Technology 6.29%
2 Healthcare 6.15%
3 Materials 5.09%
4 Consumer Staples 4.02%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQ icon
1
ProShares Short QQQ
PSQ
$681M
$77.2M 37.46%
1,048,336
-2,702
-0.3% -$193K
PDBC icon
2
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.64B
$11.2M 5.45%
760,137
-17,174
-2% -$286K
AMR icon
3
Alpha Metallurgical Resources
AMR
$1.81B
$10.5M 5.09%
71,659
-11,420
-14% -$1.8M
ABBV icon
4
AbbVie
ABBV
$447B
$10.1M 4.88%
62,203
-779
-1% -$119K
IYK icon
5
iShares US Consumer Staples ETF
IYK
$1.38B
$9.21M 4.47%
136,245
+2,604
+2% +$171K
CORN icon
6
Teucrium Corn Fund
CORN
$186M
$8.32M 4.04%
308,788
-5,536
-2% -$148K
TBF icon
7
ProShares Short 20+ Year Treasury ETF
TBF
$84.3M
$8.07M 3.92%
355,976
+31,408
+10% +$710K
ENPH icon
8
Enphase Energy
ENPH
$5.25B
$7.51M 3.65%
28,360
+1,222
+5% +$356K
BJ icon
9
BJs Wholesale Club
BJ
$12.1B
$7.43M 3.61%
112,304
+715
+0.6% +$51.8K
GLD icon
10
SPDR Gold Trust
GLD
$129B
$6.39M 3.1%
37,686
+499
+1% +$80.4K
XLU icon
11
State Street Utilities Select Sector SPDR ETF
XLU
$23.3B
$5.62M 2.73%
159,542
+716
+0.5% +$24.3K
VTIP icon
12
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$5.11M 2.48%
109,449
-191
-0.2% -$9.1K
QQQ icon
13
Invesco QQQ Trust
QQQ
$463B
$5.1M 2.48%
19,171
-125,750
-87% -$34.8M
SPHB icon
14
Invesco S&P 500 High Beta ETF
SPHB
$962M
$3.84M 1.87%
61,641
-120
-0.2% -$7.56K
MDYV icon
15
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.74B
$2.93M 1.42%
45,250
+144
+0.3% +$9.24K
MSFT icon
16
Microsoft
MSFT
$2.98T
$2.01M 0.98%
8,399
-1,589
-16% -$381K
REKR icon
17
Rekor Systems
REKR
$85.5M
$1.93M 0.94%
1,610,920
– –
CAT icon
18
Caterpillar
CAT
$397B
$1.81M 0.88%
7,561
– –
IJS icon
19
iShares S&P Small-Cap 600 Value ETF
IJS
$8.13B
$1.75M 0.85%
19,127
+46
+0.2% +$4.24K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.67M 0.81%
5,400
– –
XLRE icon
21
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$1.2M 0.58%
32,413
-463
-1% -$17.1K
SSO icon
22
ProShares Ultra S&P500
SSO
$7.91B
$1.07M 0.52%
48,208
– –
AAPL icon
23
Apple
AAPL
$4.81T
$895K 0.43%
6,885
-190
-3% -$27.2K
QLD icon
24
ProShares Ultra QQQ
QLD
$13B
$879K 0.43%
50,182
– –
RBCAA icon
25
Republic Bancorp
RBCAA
$1.79B
$859K 0.42%
21,000
– –
1
2 3

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FFAM
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NWM
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LA
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APC
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WTFG
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D. Scott Neal's Q4 2022 Portfolio in Review

As of Q4 2022, D. Scott Neal held 62 positions worth $206M, down 13% from $238M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

D. Scott Neal withdrew a net $38M in Q4 2022, closing 5 positions and reducing 21 holdings. Its most notable exit was Truist Financial, an estimated $351K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Materials.

Against the trend, D. Scott Neal opened a new position in Inspire Small/Mid Cap Impact ETF worth $219K.

  • D. Scott Neal's largest Q4 2022 buy was Inspire Small/Mid Cap Impact ETF: 7,264 shares worth $219K.
  • D. Scott Neal added most to ProShares Short 20+ Year Treasury ETF in Q4 2022, an estimated $710K increase.
  • D. Scott Neal's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $34.8M.
  • D. Scott Neal fully exited Truist Financial in Q4 2022, selling an estimated $351K.
  • D. Scott Neal's ten largest holdings make up 76% of its $206M portfolio in Q4 2022.
  • D. Scott Neal opened 2 new positions and closed 5 in Q4 2022.
  • D. Scott Neal's portfolio value fell 13% quarter-over-quarter to $206M.

Based on D. Scott Neal's 13F filing for Q4 2022, filed 11 Jan 2023.