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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$142M
AUM Growth
+$16.2M
Cap. Flow
+$10.8M
Cap. Flow %
7.58%
Top 10 Hldgs %
86.51%
Holding
37
New
5
Increased
13
Reduced
12
Closed
–

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.42M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.39M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.99M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$821K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$389K
2
IYR icon
iShares US Real Estate ETF
IYR
+$195K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$123K
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$42.2K
5
QLD icon
ProShares Ultra QQQ
QLD
+$39.4K

Sector Composition

Rank Sector Weight
1 Healthcare 1.07%
2 Energy 0.59%
3 Financials 0.46%
4 Industrials 0.42%
5 Technology 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$21.4M 15.07%
104,162
+7,650
+8% +$1.54M
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$20.5M 14.43%
375,144
+4,010
+1% +$220K
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$18.4M 12.94%
173,535
+22,615
+15% +$2.39M
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.4B
$14.2M 10.01%
175,529
+25,324
+17% +$1.99M
QQQ icon
5
Invesco QQQ Trust
QQQ
$464B
$12.3M 8.64%
118,882
+662
+0.6% +$66.9K
IYR icon
6
iShares US Real Estate ETF
IYR
$4.52B
$9.4M 6.61%
122,320
-2,605
-2% -$195K
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$8.53M 6.01%
32,329
+550
+2% +$141K
IWM icon
8
iShares Russell 2000 ETF
IWM
$81.4B
$7.35M 5.17%
61,468
+1,253
+2% +$143K
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.67M 4.7%
166,772
+83,127
+99% +$3.42M
DVY icon
10
iShares Select Dividend ETF
DVY
$23.6B
$4.16M 2.93%
52,446
+2,495
+5% +$193K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$75.9B
$3.78M 2.66%
62,066
-6,226
-9% -$389K
QLD icon
12
ProShares Ultra QQQ
QLD
$13B
$2.43M 1.71%
567,680
-9,600
-2% -$39.4K
SCHR
13
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.19M 0.84%
44,488
-1,578
-3% -$42.2K
SCHB icon
14
Schwab US Broad Market ETF
SCHB
$43B
$999K 0.7%
120,306
-300
-0.2% -$2.43K
XOM icon
15
ExxonMobil
XOM
$616B
$844K 0.59%
9,131
+87
+1% +$8.11K
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$818K 0.58%
+10,268
New +$821K
MRK icon
17
Merck
MRK
$309B
$709K 0.5%
13,090
– –
SHY icon
18
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$709K 0.5%
8,400
-1,455
-15% -$123K
SCHF icon
19
Schwab International Equity ETF
SCHF
$65.2B
$691K 0.49%
47,834
-1,042
-2% -$15.7K
IWB icon
20
iShares Russell 1000 ETF
IWB
$48B
$638K 0.45%
5,563
-74
-1% -$8.3K
SSO icon
21
ProShares Ultra S&P500
SSO
$7.91B
$621K 0.44%
77,440
-1,680
-2% -$12.8K
CAT icon
22
Caterpillar
CAT
$397B
$599K 0.42%
6,547
– –
VGIT icon
23
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$592K 0.42%
9,174
-84
-0.9% -$5.41K
MBB icon
24
iShares MBS ETF
MBB
$39.2B
$538K 0.38%
4,920
-60
-1% -$6.55K
CTRX
25
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$518K 0.36%
10,000
– –
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2014 Portfolio in Review

As of Q4 2014, D. Scott Neal held 37 positions worth $142M, up 13% from $126M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal deployed $10.8M of net new capital in Q4 2014, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Vanguard Short-Term Corporate Bond ETF: 10,268 shares worth $818K.

By sector, the portfolio is most concentrated in Healthcare at 1.1% of assets, down from 1.2% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $389K trimmed.

  • D. Scott Neal's largest Q4 2014 buy was Vanguard Short-Term Corporate Bond ETF: 10,268 shares worth $818K.
  • D. Scott Neal added most to Vanguard FTSE Emerging Markets ETF in Q4 2014, an estimated $3.42M increase.
  • D. Scott Neal's biggest Q4 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $389K.
  • D. Scott Neal's ten largest holdings make up 87% of its $142M portfolio in Q4 2014.
  • D. Scott Neal opened 5 new positions and closed 0 in Q4 2014.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $142M.

Based on D. Scott Neal's 13F filing for Q4 2014, filed 5 Jan 2015.