We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$191M
AUM Growth
+$7.94M
Cap. Flow
-$1.88M
Cap. Flow %
-0.98%
Top 10 Hldgs %
94.71%
Holding
33
New
5
Increased
7
Reduced
13
Closed
1

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.8M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$223K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$197K
4
DVY icon
iShares Select Dividend ETF
DVY
+$197K
5
LOW icon
Lowe's Companies
LOW
+$193K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$23.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.7M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.96M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$693K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$580K

Sector Composition

Rank Sector Weight
1 Industrials 0.64%
2 Communication Services 0.59%
3 Technology 0.28%
4 Healthcare 0.24%
5 Financials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
1
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$44.9M 23.48%
+516,457
New +$43.8M
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$39.1M 20.46%
490,315
-3,709
-0.8% -$292K
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$33.2M 17.36%
394,388
-175,221
-31% -$14.7M
QQQ icon
4
Invesco QQQ Trust
QQQ
$453B
$18.3M 9.56%
101,709
-3,418
-3% -$580K
MDY icon
5
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$15.2M 7.93%
43,898
-2,061
-4% -$693K
FLRN icon
6
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$14.6M 7.66%
476,993
-764,129
-62% -$23.4M
IWM icon
7
iShares Russell 2000 ETF
IWM
$79.8B
$10.3M 5.37%
66,994
-2,321
-3% -$349K
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.12M 1.63%
61,177
-8,534
-12% -$433K
SPTM icon
9
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.26M 0.66%
35,916
+1,249
+4% +$42.3K
T icon
10
AT&T
T
$159B
$1.13M 0.59%
47,881
+164
+0.3% +$3.77K
CAT icon
11
Caterpillar
CAT
$375B
$1.09M 0.57%
8,052
+8
+0.1% +$1.06K
SCHB icon
12
Schwab US Broad Market ETF
SCHB
$43.2B
$1.08M 0.57%
95,664
-6,768
-7% -$73.9K
SSO icon
13
ProShares Ultra S&P500
SSO
$7.87B
$1.01M 0.53%
68,528
– –
QLD icon
14
ProShares Ultra QQQ
QLD
$12.7B
$896K 0.47%
79,688
– –
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$878K 0.46%
3,107
-40
-1% -$10.9K
VYM icon
16
Vanguard High Dividend Yield ETF
VYM
$80.9B
$753K 0.39%
8,796
+2,362
+37% +$197K
PFE icon
17
Pfizer
PFE
$143B
$463K 0.24%
11,496
+89
+0.8% +$3.56K
EFA icon
18
iShares MSCI EAFE ETF
EFA
$78B
$438K 0.23%
6,747
-4,764
-41% -$300K
IBM icon
19
IBM
IBM
$211B
$319K 0.17%
2,364
-46
-2% -$5.86K
TFC icon
20
Truist Financial
TFC
$63.3B
$310K 0.16%
6,662
-10
-0.1% -$488
SPMD icon
21
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$305K 0.16%
9,144
+795
+10% +$26K
SPYM
22
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$301K 0.16%
9,054
+158
+2% +$5.04K
IJH icon
23
iShares Core S&P Mid-Cap ETF
IJH
$122B
$300K 0.16%
7,925
– –
PG icon
24
Procter & Gamble
PG
$336B
$281K 0.15%
2,696
– –
SDS icon
25
ProShares UltraShort S&P500
SDS
$415M
$258K 0.14%
310
– –
1
2

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2019 Portfolio in Review

As of Q1 2019, D. Scott Neal held 33 positions worth $191M, up 4.3% from $183M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

D. Scott Neal's Q1 2019 filing shows 5 new, 7 increased, 13 reduced and 1 closed positions. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 516,457 shares worth $44.9M. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Industrials at 0.64% of assets, up from 0.61% a quarter earlier, followed by Communication Services and Technology.

  • D. Scott Neal's largest Q1 2019 buy was Vanguard Intermediate-Term Corporate Bond ETF: 516,457 shares worth $44.9M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2019, an estimated $197K increase.
  • D. Scott Neal's biggest Q1 2019 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $23.4M.
  • D. Scott Neal fully exited WisdomTree Bloomberg Floating Rate Treasury Fund in Q1 2019, selling an estimated $5.96M.
  • D. Scott Neal's ten largest holdings make up 95% of its $191M portfolio in Q1 2019.
  • D. Scott Neal opened 5 new positions and closed 1 in Q1 2019.
  • D. Scott Neal's portfolio value rose 4.3% quarter-over-quarter to $191M.

Based on D. Scott Neal's 13F filing for Q1 2019, filed 11 Apr 2019.