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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.87%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$146M
AUM Growth
+$6.02M
Cap. Flow
+$7.84M
Cap. Flow %
5.39%
Top 10 Hldgs %
81.19%
Holding
37
New
4
Increased
21
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.41M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$752K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$607K
5
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$489K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$144K
2
XOM icon
ExxonMobil
XOM
+$39.5K
3
IYR icon
iShares US Real Estate ETF
IYR
+$32.2K
4
IBM icon
IBM
IBM
+$13.5K

Sector Composition

Rank Sector Weight
1 Healthcare 1.02%
2 Energy 0.5%
3 Industrials 0.48%
4 Financials 0.45%
5 Technology 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$20.9M 14.35%
101,471
-685
-0.7% -$144K
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$18.4M 12.66%
175,430
+5,700
+3% +$607K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$16.1M 11.08%
296,364
+3,130
+1% +$172K
QQQ icon
4
Invesco QQQ Trust
QQQ
$461B
$13.3M 9.12%
124,007
+5,810
+5% +$632K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.2B
$10.8M 7.4%
144,204
+5,825
+4% +$466K
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$8.72M 5.99%
213,212
+275
+0.1% +$11.8K
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$8.52M 5.86%
31,194
+135
+0.4% +$37.5K
IWM icon
8
iShares Russell 2000 ETF
IWM
$80.2B
$7.59M 5.22%
60,804
+1,571
+3% +$196K
OIL
9
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$7.57M 5.2%
628,295
+15,965
+3% +$192K
IYR icon
10
iShares US Real Estate ETF
IYR
$4.66B
$6.26M 4.3%
87,740
-425
-0.5% -$32.2K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$78B
$4.21M 2.89%
66,287
+76
+0.1% +$5.06K
DVY icon
12
iShares Select Dividend ETF
DVY
$23.5B
$3.97M 2.73%
52,806
+3,335
+7% +$260K
QLD icon
13
ProShares Ultra QQQ
QLD
$12.8B
$2.69M 1.85%
588,800
+2,720
+0.5% +$12.8K
SPSB icon
14
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.41M 1.65%
+78,685
New +$2.41M
SCHB icon
15
Schwab US Broad Market ETF
SCHB
$43.2B
$1.39M 0.96%
166,212
+51,402
+45% +$439K
SCHR
16
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.29M 0.89%
48,190
+4,834
+11% +$130K
VGIT icon
17
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$1.08M 0.74%
16,683
+7,534
+82% +$489K
SCHF icon
18
Schwab International Equity ETF
SCHF
$66.6B
$964K 0.66%
63,248
+17,138
+37% +$269K
IWB icon
19
iShares Russell 1000 ETF
IWB
$48.2B
$902K 0.62%
7,771
+1,654
+27% +$195K
SSO icon
20
ProShares Ultra S&P500
SSO
$7.81B
$767K 0.53%
95,120
+7,600
+9% +$63.6K
VCSH icon
21
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$748K 0.51%
+9,405
New +$752K
XOM icon
22
ExxonMobil
XOM
$644B
$722K 0.5%
8,674
-459
-5% -$39.5K
MRK icon
23
Merck
MRK
$322B
$711K 0.49%
13,090
– –
CAT icon
24
Caterpillar
CAT
$375B
$695K 0.48%
8,190
+1,600
+24% +$138K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$650K 0.45%
13,385
+2,651
+25% +$134K
1
2

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2015 Portfolio in Review

As of Q2 2015, D. Scott Neal held 37 positions worth $146M, up 4.3% from $140M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $7.84M of net new capital in Q2 2015, opening 4 new positions and adding to 21 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Corporate Bond ETF: 78,685 shares worth $2.41M.

By sector, the portfolio is most concentrated in Healthcare at 1% of assets, down from 1.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $144K trimmed.

  • D. Scott Neal's largest Q2 2015 buy was State Street SPDR Portfolio Short Term Corporate Bond ETF: 78,685 shares worth $2.41M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2015, an estimated $632K increase.
  • D. Scott Neal's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $144K.
  • D. Scott Neal's ten largest holdings make up 81% of its $146M portfolio in Q2 2015.
  • D. Scott Neal opened 4 new positions and closed 0 in Q2 2015.
  • D. Scott Neal's portfolio value rose 4.3% quarter-over-quarter to $146M.

Based on D. Scott Neal's 13F filing for Q2 2015, filed 21 Jul 2015.