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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.61%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$113M
AUM Growth
+$6.22M
Cap. Flow
+$3.48M
Cap. Flow %
3.08%
Top 10 Hldgs %
85.57%
Holding
187
New
15
Increased
46
Reduced
14
Closed
2

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$862K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$712K
3
IYR icon
iShares US Real Estate ETF
IYR
+$598K
4
QLD icon
ProShares Ultra QQQ
QLD
+$318K
5
DVY icon
iShares Select Dividend ETF
DVY
+$303K

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$307K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$254K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$201K
4
IWB icon
iShares Russell 1000 ETF
IWB
+$44.4K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.4K

Sector Composition

Rank Sector Weight
1 Industrials 1.09%
2 Technology 0.95%
3 Healthcare 0.95%
4 Financials 0.76%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
1
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$17.7M 15.71%
156,987
-2,296
-1% -$254K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$16.1M 14.25%
289,034
+180
+0.1% +$9.91K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$13.9M 12.33%
66,398
-970
-1% -$201K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.6B
$11.8M 10.46%
133,074
+10,252
+8% +$862K
QQQ icon
5
Invesco QQQ Trust
QQQ
$466B
$7.75M 6.86%
72,022
+45
+0.1% +$4.86K
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$7.56M 6.7%
27,757
+400
+1% +$107K
IWM icon
7
iShares Russell 2000 ETF
IWM
$82.2B
$6.98M 6.18%
60,690
+2,640
+5% +$298K
IYR icon
8
iShares US Real Estate ETF
IYR
$4.83B
$6.27M 5.56%
76,153
+7,635
+11% +$598K
DVY icon
9
iShares Select Dividend ETF
DVY
$23.8B
$5.41M 4.8%
63,489
+3,680
+6% +$303K
EFA icon
10
iShares MSCI EAFE ETF
EFA
$76.5B
$3.08M 2.73%
55,152
+4,120
+8% +$237K
VCSH icon
11
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.31M 1.16%
16,233
+240
+2% +$19.3K
IVV icon
12
iShares Core S&P 500 ETF
IVV
$881B
$1.26M 1.12%
5,997
+3,415
+132% +$712K
QLD icon
13
ProShares Ultra QQQ
QLD
$13B
$1.01M 0.9%
228,000
+70,720
+45% +$318K
SPSB icon
14
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$792K 0.7%
25,730
-10,000
-28% -$307K
XOM icon
15
ExxonMobil
XOM
$611B
$632K 0.56%
6,740
+71
+1% +$6.28K
CAT icon
16
Caterpillar
CAT
$405B
$614K 0.54%
8,093
+53
+0.7% +$3.97K
SCHR
17
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$597K 0.53%
21,320
-1,096
-5% -$30.2K
SSO icon
18
ProShares Ultra S&P500
SSO
$7.87B
$569K 0.5%
68,720
– –
VGIT icon
19
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$529K 0.47%
7,876
-257
-3% -$17K
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$43B
$525K 0.47%
62,622
-2,826
-4% -$23.5K
IWB icon
21
iShares Russell 1000 ETF
IWB
$48B
$486K 0.43%
4,161
-385
-8% -$44.4K
SHY icon
22
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$444K 0.39%
5,200
– –
SCHF icon
23
Schwab International Equity ETF
SCHF
$65.4B
$336K 0.3%
24,814
-1,176
-5% -$16.1K
USB icon
24
US Bancorp
USB
$98.4B
$306K 0.27%
7,590
+41
+0.5% +$1.71K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$274K 0.24%
6,399
-725
-10% -$31.4K
1
2 3 4 5

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2016 Portfolio in Review

As of Q2 2016, D. Scott Neal held 187 positions worth $113M, up 5.8% from $107M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal deployed $3.48M of net new capital in Q2 2016, opening 15 new positions and adding to 46 existing holdings. Its largest new stake was Chipotle Mexican Grill: 10,000 shares worth $81K.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $307K trimmed.

  • D. Scott Neal's largest Q2 2016 buy was Chipotle Mexican Grill: 10,000 shares worth $81K.
  • D. Scott Neal added most to Vanguard Real Estate ETF in Q2 2016, an estimated $862K increase.
  • D. Scott Neal's biggest Q2 2016 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $307K.
  • D. Scott Neal fully exited Thermo Fisher Scientific in Q2 2016, selling an estimated $16K.
  • D. Scott Neal's ten largest holdings make up 86% of its $113M portfolio in Q2 2016.
  • D. Scott Neal opened 15 new positions and closed 2 in Q2 2016.
  • D. Scott Neal's portfolio value rose 5.8% quarter-over-quarter to $113M.

Based on D. Scott Neal's 13F filing for Q2 2016, filed 19 Jul 2016.