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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
1
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$16.7M 10.76%
306,658
+20,616
+7% +$1.12M
VNQ icon
2
Vanguard Real Estate ETF
VNQ
$39.2B
$15.8M 10.2%
191,673
+26,009
+16% +$2.16M
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$15.5M 9.97%
146,584
-4,499
-3% -$473K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$15M 9.67%
63,667
+607
+1% +$141K
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$14.6M 9.39%
+120,813
New +$14.5M
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$10.8M 6.97%
34,654
+8,281
+31% +$2.57M
IWM icon
7
iShares Russell 2000 ETF
IWM
$80.2B
$10.8M 6.97%
78,703
-599
-0.8% -$81.8K
QQQ icon
8
Invesco QQQ Trust
QQQ
$461B
$9.29M 5.98%
70,144
+4,061
+6% +$519K
DVY icon
9
iShares Select Dividend ETF
DVY
$23.5B
$8.09M 5.21%
88,815
-3,186
-3% -$289K
IYR icon
10
iShares US Real Estate ETF
IYR
$4.66B
$4.85M 3.13%
61,817
-1,369
-2% -$107K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$78B
$4.84M 3.12%
77,647
-184,489
-70% -$11.2M
IVV icon
12
iShares Core S&P 500 ETF
IVV
$872B
$2.76M 1.78%
11,625
+4,140
+55% +$968K
VYM icon
13
Vanguard High Dividend Yield ETF
VYM
$80.9B
$2.73M 1.76%
35,143
+51
+0.1% +$3.94K
BSCH
14
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.44M 0.93%
63,822
+3,454
+6% +$78.1K
QLD icon
15
ProShares Ultra QQQ
QLD
$12.8B
$1.43M 0.92%
213,200
-1,040
-0.5% -$6.49K
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.39M 0.9%
17,469
+1,915
+12% +$152K
BLV icon
17
Vanguard Long-Term Bond ETF
BLV
$5.71B
$1.36M 0.88%
15,124
-1,027
-6% -$92.1K
IEI icon
18
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.26M 0.81%
10,275
-1,410
-12% -$173K
VTI icon
19
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$1.13M 0.72%
9,270
-18,622
-67% -$2.23M
SSO icon
20
ProShares Ultra S&P500
SSO
$7.81B
$798K 0.51%
75,280
+5,624
+8% +$57.8K
CAT icon
21
Caterpillar
CAT
$375B
$746K 0.48%
8,040
– –
VB icon
22
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$719K 0.46%
5,395
+4,367
+425% +$578K
SCHA icon
23
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$676K 0.44%
42,952
+42,028
+4,548% +$658K
SDS icon
24
ProShares UltraShort S&P500
SDS
$418M
$638K 0.41%
474
– –
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$602K 0.39%
17,590
+13,590
+340% +$463K
1
2 3 4 5

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.