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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$180M
AUM Growth
-$2.02M
Cap. Flow
-$7.68M
Cap. Flow %
-4.26%
Top 10 Hldgs %
81.29%
Holding
57
New
2
Increased
7
Reduced
15
Closed
3

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.26M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.46M
3
TSLA icon
Tesla
TSLA
+$518K
4
IAU icon
iShares Gold Trust
IAU
+$209K
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$38.1K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.49M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.32M
3
AJG icon
Arthur J. Gallagher & Co
AJG
+$714K
4
UNM icon
Unum
UNM
+$709K
5
FLEX icon
Flex
FLEX
+$664K

Sector Composition

Rank Sector Weight
1 Financials 26.9%
2 Technology 13.27%
3 Real Estate 5.63%
4 Industrials 1.66%
5 Consumer Discretionary 1.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$129B
$29.4M 16.28%
101,864
-1,088
-1% -$288K
QQQ icon
2
Invesco QQQ Trust
QQQ
$463B
$24.3M 13.47%
51,793
-2,599
-5% -$1.32M
UNM icon
3
Unum
UNM
$14.2B
$22.1M 12.27%
271,675
-9,202
-3% -$709K
AJG icon
4
Arthur J. Gallagher & Co
AJG
$65.2B
$19.9M 11.02%
57,555
-2,260
-4% -$714K
XLC icon
5
State Street Communication Services Select Sector SPDR ETF
XLC
$22.9B
$17.7M 9.8%
183,230
+14,628
+9% +$1.46M
NSA icon
6
National Storage Affiliates Trust
NSA
$3.43B
$10.2M 5.63%
257,693
-6,899
-3% -$260K
FLEX icon
7
Flex
FLEX
$43.9B
$8.55M 4.74%
258,551
-16,949
-6% -$664K
KLAC icon
8
KLA
KLAC
$271B
$7.05M 3.91%
103,680
-4,330
-4% -$312K
IAU icon
9
iShares Gold Trust
IAU
$62.2B
$4.35M 2.41%
73,762
+3,867
+6% +$209K
MSFT icon
10
Microsoft
MSFT
$2.99T
$3.15M 1.74%
8,380
-6
-0.1% -$2.45K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.05M 1.69%
5,719
– –
CAT icon
12
Caterpillar
CAT
$398B
$2.49M 1.38%
7,549
– –
XLU icon
13
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$2.28M 1.27%
+57,866
New +$2.26M
QLD icon
14
ProShares Ultra QQQ
QLD
$13B
$2.22M 1.23%
49,856
– –
SSO icon
15
ProShares Ultra S&P500
SSO
$7.9B
$1.88M 1.04%
45,376
– –
AAPL icon
16
Apple
AAPL
$4.8T
$1.53M 0.85%
6,872
+25
+0.4% +$5.79K
NVDA icon
17
NVIDIA
NVDA
$4.92T
$1.51M 0.84%
13,975
-2,354
-14% -$298K
REKR icon
18
Rekor Systems
REKR
$84.2M
$1.51M 0.84%
1,700,650
– –
RBCAA icon
19
Republic Bancorp
RBCAA
$1.78B
$1.34M 0.74%
21,000
– –
IVV icon
20
iShares Core S&P 500 ETF
IVV
$879B
$1.19M 0.66%
2,118
-119
-5% -$70.3K
HEFA icon
21
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.34B
$1.11M 0.62%
30,711
+1,046
+4% +$38.1K
T icon
22
AT&T
T
$153B
$1.04M 0.58%
36,890
– –
V icon
23
Visa
V
$686B
$894K 0.5%
2,550
– –
HD icon
24
Home Depot
HD
$332B
$856K 0.47%
2,336
– –
MA icon
25
Mastercard
MA
$484B
$749K 0.42%
1,366
+3
+0.2% +$1.63K
1
2 3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2025 Portfolio in Review

As of Q1 2025, D. Scott Neal held 57 positions worth $180M, down 1.1% from $182M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal withdrew a net $7.68M in Q1 2025, closing 3 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $6.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 24% a quarter earlier, followed by Technology and Real Estate.

Against the trend, D. Scott Neal opened a new position in State Street Utilities Select Sector SPDR ETF worth $2.28M.

  • D. Scott Neal's largest Q1 2025 buy was State Street Utilities Select Sector SPDR ETF: 57,866 shares worth $2.28M.
  • D. Scott Neal added most to State Street Communication Services Select Sector SPDR ETF in Q1 2025, an estimated $1.46M increase.
  • D. Scott Neal's biggest Q1 2025 reduction was Invesco QQQ Trust, cutting an estimated $1.32M.
  • D. Scott Neal fully exited State Street SPDR S&P Regional Banking ETF in Q1 2025, selling an estimated $6.49M.
  • D. Scott Neal's ten largest holdings make up 81% of its $180M portfolio in Q1 2025.
  • D. Scott Neal opened 2 new positions and closed 3 in Q1 2025.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $180M.

Based on D. Scott Neal's 13F filing for Q1 2025, filed 11 Apr 2025.