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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$252M
AUM Growth
-$13.5M
Cap. Flow
-$2.34M
Cap. Flow %
-0.93%
Top 10 Hldgs %
79.05%
Holding
66
New
9
Increased
19
Reduced
17
Closed
2

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$12.9M
2
PSQ icon
ProShares Short QQQ
PSQ
+$5.85M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$731K
4
AAPL icon
Apple
AAPL
+$494K
5
MA icon
Mastercard
MA
+$485K

Top Sells

Rank Stock Value
1
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$13.7M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$8.31M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.37M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.28M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$1.02M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.05%
2 Technology 5.13%
3 Financials 1.95%
4 Healthcare 1.38%
5 Consumer Discretionary 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
1
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.4B
$81.7M 32.44%
1,595,176
+4,338
+0.3% +$222K
QQQ icon
2
Invesco QQQ Trust
QQQ
$482B
$39.4M 15.67%
108,804
-3,614
-3% -$1.28M
GLD icon
3
SPDR Gold Trust
GLD
$147B
$13.3M 5.29%
+73,722
New +$12.9M
SPHB icon
4
Invesco S&P 500 High Beta ETF
SPHB
$892M
$11.4M 4.53%
150,104
-13,633
-8% -$1.02M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$843B
$10.1M 4.01%
22,252
-345
-2% -$154K
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.3B
$9.59M 3.81%
144,779
-21,011
-13% -$1.37M
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$9.13M 3.63%
66,664
-3,241
-5% -$429K
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$8.91M 3.54%
117,423
-6,124
-5% -$461K
PDBC icon
9
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.78B
$8.12M 3.22%
460,293
+45,375
+11% +$731K
REKR icon
10
Rekor Systems
REKR
$59.1M
$7.35M 2.92%
1,610,920
– –
XLRE icon
11
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.97B
$5.91M 2.35%
122,394
-14,191
-10% -$665K
PSQ icon
12
ProShares Short QQQ
PSQ
$763M
$5.64M 2.24%
+97,455
New +$5.85M
MDYV icon
13
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$3.93M 1.56%
55,835
+278
+0.5% +$19.3K
MSFT icon
14
Microsoft
MSFT
$3.7T
$3.09M 1.23%
10,019
-1
-0% -$301
IJS icon
15
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
$2.33M 0.93%
22,746
+495
+2% +$50.5K
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.09T
$1.92M 0.76%
5,430
+1,000
+23% +$323K
QLD icon
17
ProShares Ultra QQQ
QLD
$14.2B
$1.91M 0.76%
53,072
-690
-1% -$24.3K
SPTM icon
18
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.86M 0.74%
33,483
+474
+1% +$26K
CAT icon
19
Caterpillar
CAT
$367B
$1.71M 0.68%
7,661
– –
SSO icon
20
ProShares Ultra S&P500
SSO
$8.87B
$1.58M 0.63%
48,312
-40
-0.1% -$1.28K
SCHB icon
21
Schwab US Broad Market ETF
SCHB
$44.3B
$1.33M 0.53%
74,724
-492
-0.7% -$8.64K
AAPL icon
22
Apple
AAPL
$4.92T
$1.26M 0.5%
7,223
+2,936
+68% +$494K
JNJ icon
23
Johnson & Johnson
JNJ
$651B
$976K 0.39%
5,508
+1,990
+57% +$339K
RBCAA icon
24
Republic Bancorp
RBCAA
$1.84B
$944K 0.37%
21,000
– –
T icon
25
AT&T
T
$174B
$896K 0.36%
50,226
-89
-0.2% -$1.65K
1
2 3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2022 Portfolio in Review

As of Q1 2022, D. Scott Neal held 66 positions worth $252M, down 5.1% from $265M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q1 2022 filing shows 9 new, 19 increased, 17 reduced and 2 closed positions. Its largest new stake was SPDR Gold Trust: 73,722 shares worth $13.3M. The largest sale was Vanguard Morningstar Mid-Cap Growth ETF, an estimated $13.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, down from 89% a quarter earlier, followed by Technology and Financials.

  • D. Scott Neal's largest Q1 2022 buy was SPDR Gold Trust: 73,722 shares worth $13.3M.
  • D. Scott Neal added most to Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q1 2022, an estimated $731K increase.
  • D. Scott Neal's biggest Q1 2022 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $8.31M.
  • D. Scott Neal fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q1 2022, selling an estimated $13.7M.
  • D. Scott Neal's ten largest holdings make up 79% of its $252M portfolio in Q1 2022.
  • D. Scott Neal opened 9 new positions and closed 2 in Q1 2022.
  • D. Scott Neal's portfolio value fell 5.1% quarter-over-quarter to $252M.

Based on D. Scott Neal's 13F filing for Q1 2022, filed 4 May 2022.