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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$194M
AUM Growth
+$10.1M
Cap. Flow
+$9.23M
Cap. Flow %
4.75%
Top 10 Hldgs %
85.74%
Holding
37
New
6
Increased
10
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.95M
2
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$5.9M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.91M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.4M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.65M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.87M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.48M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.86M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$706K
5
SDS icon
ProShares UltraShort S&P500
SDS
+$238K

Sector Composition

Rank Sector Weight
1 Communication Services 0.7%
2 Industrials 0.58%
3 Technology 0.29%
4 Financials 0.22%
5 Healthcare 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$38.8M 20%
479,150
+12,124
+3% +$980K
QQQ icon
2
Invesco QQQ Trust
QQQ
$463B
$28.4M 14.64%
150,512
+17,960
+14% +$3.4M
VCIT icon
3
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.5B
$22.6M 11.63%
247,374
-71,505
-22% -$6.48M
IWR icon
4
iShares Russell Mid-Cap ETF
IWR
$56.5B
$16.4M 8.46%
293,375
+29,428
+11% +$1.65M
MDY icon
5
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$14.4M 7.39%
40,718
-2,016
-5% -$706K
FLRN icon
6
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$11.1M 5.73%
361,496
-60,475
-14% -$1.86M
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$10.2M 5.26%
120,440
-92,807
-44% -$7.87M
IWM icon
8
iShares Russell 2000 ETF
IWM
$81.2B
$9.76M 5.03%
64,500
-890
-1% -$136K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$879B
$8.98M 4.63%
+30,094
New +$8.95M
VBK icon
10
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$5.77M 2.97%
+31,703
New +$5.9M
VO icon
11
Vanguard Mid-Cap ETF
VO
$105B
$4.27M 2.2%
101,964
+19,624
+24% +$820K
XLRE icon
12
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$4.22M 2.18%
107,355
+9,448
+10% +$363K
ACWI icon
13
iShares MSCI ACWI ETF
ACWI
$32.7B
$3.93M 2.03%
+53,342
New +$3.91M
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.88M 1.48%
56,549
-2,093
-4% -$106K
T icon
15
AT&T
T
$153B
$1.36M 0.7%
47,717
– –
SPTM icon
16
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.34M 0.69%
36,472
+106
+0.3% +$3.89K
SCHB icon
17
Schwab US Broad Market ETF
SCHB
$42.9B
$1.16M 0.6%
97,968
-516
-0.5% -$6.1K
CAT icon
18
Caterpillar
CAT
$398B
$1.02M 0.52%
8,044
-8
-0.1% -$1.02K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.9B
$1M 0.52%
62,608
– –
QLD icon
20
ProShares Ultra QQQ
QLD
$13B
$964K 0.5%
79,688
– –
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$846K 0.44%
2,852
-226
-7% -$66.8K
VYM icon
22
Vanguard High Dividend Yield ETF
VYM
$79.7B
$754K 0.39%
8,499
-60
-0.7% -$5.25K
EFA icon
23
iShares MSCI EAFE ETF
EFA
$75.8B
$440K 0.23%
6,747
– –
TFC icon
24
Truist Financial
TFC
$62.3B
$425K 0.22%
7,971
+139
+2% +$6.89K
IGIB icon
25
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$395K 0.2%
+6,820
New +$392K
1
2

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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2019 Portfolio in Review

As of Q3 2019, D. Scott Neal held 37 positions worth $194M, up 5.5% from $184M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal deployed $9.23M of net new capital in Q3 2019, opening 6 new positions and adding to 10 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 30,094 shares worth $8.98M.

By sector, the portfolio is most concentrated in Communication Services at 0.7% of assets, up from 0.66% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $7.87M trimmed.

  • D. Scott Neal's largest Q3 2019 buy was iShares Core S&P 500 ETF: 30,094 shares worth $8.98M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q3 2019, an estimated $3.4M increase.
  • D. Scott Neal's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $7.87M.
  • D. Scott Neal fully exited ProShares UltraShort S&P500 in Q3 2019, selling an estimated $238K.
  • D. Scott Neal's ten largest holdings make up 86% of its $194M portfolio in Q3 2019.
  • D. Scott Neal opened 6 new positions and closed 2 in Q3 2019.
  • D. Scott Neal's portfolio value rose 5.5% quarter-over-quarter to $194M.

Based on D. Scott Neal's 13F filing for Q3 2019, filed 16 Oct 2019.