DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+0.55%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$194M
AUM Growth
+$194M
Cap. Flow
+$9.12M
Cap. Flow %
4.7%
Top 10 Hldgs %
85.74%
Holding
37
New
6
Increased
10
Reduced
10
Closed
2

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$8.98M
2
VBK icon
Vanguard Small-Cap Growth ETF
VBK
$5.77M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
$3.93M
4
QQQ icon
Invesco QQQ Trust
QQQ
$3.39M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
$1.65M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$7.87M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$6.52M
3
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$1.86M
4
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$711K
5
SDS icon
ProShares UltraShort S&P500
SDS
$238K

Sector Composition

1 Communication Services 0.7%
2 Industrials 0.58%
3 Technology 0.29%
4 Financials 0.22%
5 Healthcare 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$38.8M 20% 479,150 +12,124 +3% +$983K
QQQ icon
2
Invesco QQQ Trust
QQQ
$364B
$28.4M 14.64% 150,512 +17,960 +14% +$3.39M
VCIT icon
3
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.4B
$22.6M 11.63% 247,374 -71,505 -22% -$6.52M
IWR icon
4
iShares Russell Mid-Cap ETF
IWR
$44.4B
$16.4M 8.46% 293,375 +29,428 +11% +$1.65M
MDY icon
5
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$14.4M 7.39% 40,718 -2,016 -5% -$711K
FLRN icon
6
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
$11.1M 5.73% 361,496 -60,475 -14% -$1.86M
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$10.2M 5.26% 120,440 -92,807 -44% -$7.87M
IWM icon
8
iShares Russell 2000 ETF
IWM
$67B
$9.76M 5.03% 64,500 -890 -1% -$135K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$662B
$8.98M 4.63% +30,094 New +$8.98M
VBK icon
10
Vanguard Small-Cap Growth ETF
VBK
$20.1B
$5.77M 2.97% +31,703 New +$5.77M
VO icon
11
Vanguard Mid-Cap ETF
VO
$87.5B
$4.27M 2.2% 25,491 +4,906 +24% +$822K
XLRE icon
12
Real Estate Select Sector SPDR Fund
XLRE
$7.68B
$4.22M 2.18% 107,355 +9,448 +10% +$372K
ACWI icon
13
iShares MSCI ACWI ETF
ACWI
$22B
$3.93M 2.03% +53,342 New +$3.93M
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$9.15B
$2.88M 1.48% 56,549 -2,093 -4% -$107K
T icon
15
AT&T
T
$209B
$1.36M 0.7% 36,040 – –
SPTM icon
16
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
$1.34M 0.69% 36,472 +106 +0.3% +$3.89K
SCHB icon
17
Schwab US Broad Market ETF
SCHB
$36.2B
$1.16M 0.6% 16,328 -86 -0.5% -$6.11K
CAT icon
18
Caterpillar
CAT
$196B
$1.02M 0.52% 8,044 -8 -0.1% -$1.01K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.16B
$1.01M 0.52% 7,826 – –
QLD icon
20
ProShares Ultra QQQ
QLD
$8.91B
$964K 0.5% 9,961 – –
SPY icon
21
SPDR S&P 500 ETF Trust
SPY
$658B
$846K 0.44% 2,852 -226 -7% -$67K
VYM icon
22
Vanguard High Dividend Yield ETF
VYM
$64B
$754K 0.39% 8,499 -60 -0.7% -$5.32K
EFA icon
23
iShares MSCI EAFE ETF
EFA
$66B
$440K 0.23% 6,747 – –
TFC icon
24
Truist Financial
TFC
$60.4B
$425K 0.22% 7,971 +139 +2% +$7.41K
IGIB icon
25
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$395K 0.2% +6,820 New +$395K
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