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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$184M
AUM Growth
-$7.08M
Cap. Flow
-$10.9M
Cap. Flow %
-5.92%
Top 10 Hldgs %
91.96%
Holding
36
New
4
Increased
4
Reduced
15
Closed
5

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$14.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.68M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$3.58M
4
VO icon
Vanguard Mid-Cap ETF
VO
+$3.37M
5
WPC icon
W.P. Carey
WPC
+$200K

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$17.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$15.3M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.86M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.69M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$407K

Sector Composition

Rank Sector Weight
1 Industrials 0.67%
2 Communication Services 0.66%
3 Technology 0.29%
4 Healthcare 0.25%
5 Financials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$37.7M 20.48%
467,026
-23,289
-5% -$1.86M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.5B
$28.7M 15.57%
318,879
-197,578
-38% -$17.3M
QQQ icon
3
Invesco QQQ Trust
QQQ
$464B
$24.8M 13.45%
132,552
+30,843
+30% +$5.68M
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$18.1M 9.82%
213,247
-181,141
-46% -$15.3M
MDY icon
5
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$15.2M 8.23%
42,734
-1,164
-3% -$407K
IWR icon
6
iShares Russell Mid-Cap ETF
IWR
$56.5B
$14.7M 8.01%
+263,947
New +$14.5M
FLRN icon
7
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$13M 7.05%
421,971
-55,022
-12% -$1.69M
IWM icon
8
iShares Russell 2000 ETF
IWM
$81.4B
$10.2M 5.53%
65,390
-1,604
-2% -$247K
XLRE icon
9
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$3.6M 1.96%
+97,907
New +$3.58M
VO icon
10
Vanguard Mid-Cap ETF
VO
$105B
$3.44M 1.87%
+82,340
New +$3.37M
FLOT icon
11
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.99M 1.62%
58,642
-2,535
-4% -$129K
SPTM icon
12
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.33M 0.72%
36,366
+450
+1% +$16.1K
T icon
13
AT&T
T
$152B
$1.21M 0.66%
47,717
-164
-0.3% -$3.93K
SCHB icon
14
Schwab US Broad Market ETF
SCHB
$43B
$1.16M 0.63%
98,484
+2,820
+3% +$32.6K
CAT icon
15
Caterpillar
CAT
$397B
$1.1M 0.6%
8,052
– –
SSO icon
16
ProShares Ultra S&P500
SSO
$7.91B
$986K 0.54%
62,608
-5,920
-9% -$90K
QLD icon
17
ProShares Ultra QQQ
QLD
$13B
$956K 0.52%
79,688
– –
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$902K 0.49%
3,078
-29
-0.9% -$8.35K
VYM icon
19
Vanguard High Dividend Yield ETF
VYM
$79.7B
$748K 0.41%
8,559
-237
-3% -$20.5K
PFE icon
20
Pfizer
PFE
$141B
$469K 0.25%
11,407
-89
-0.8% -$3.53K
EFA icon
21
iShares MSCI EAFE ETF
EFA
$75.9B
$443K 0.24%
6,747
– –
TFC icon
22
Truist Financial
TFC
$62.1B
$385K 0.21%
7,832
+1,170
+18% +$57.3K
IBM icon
23
IBM
IBM
$201B
$299K 0.16%
2,267
-97
-4% -$12.7K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$122B
$299K 0.16%
7,690
-235
-3% -$9.01K
PG icon
25
Procter & Gamble
PG
$346B
$296K 0.16%
2,696
– –
1
2

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MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2019 Portfolio in Review

As of Q2 2019, D. Scott Neal held 36 positions worth $184M, down 3.7% from $191M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

D. Scott Neal withdrew a net $10.9M in Q2 2019, closing 5 positions and reducing 15 holdings. Its most notable exit was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $305K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.67% of assets, up from 0.64% a quarter earlier, followed by Communication Services and Technology.

Against the trend, D. Scott Neal opened a new position in iShares Russell Mid-Cap ETF worth $14.7M.

  • D. Scott Neal's largest Q2 2019 buy was iShares Russell Mid-Cap ETF: 263,947 shares worth $14.7M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2019, an estimated $5.68M increase.
  • D. Scott Neal's biggest Q2 2019 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $17.3M.
  • D. Scott Neal fully exited State Street SPDR Portfolio S&P 400 Mid Cap ETF in Q2 2019, selling an estimated $305K.
  • D. Scott Neal's ten largest holdings make up 92% of its $184M portfolio in Q2 2019.
  • D. Scott Neal opened 4 new positions and closed 5 in Q2 2019.
  • D. Scott Neal's portfolio value fell 3.7% quarter-over-quarter to $184M.

Based on D. Scott Neal's 13F filing for Q2 2019, filed 25 Jul 2019.