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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+11.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$153M
AUM Growth
+$40.7M
Cap. Flow
+$28.4M
Cap. Flow %
18.54%
Top 10 Hldgs %
70.04%
Holding
64
New
5
Increased
9
Reduced
12
Closed
3

Top Buys

Rank Stock Value
1
UNM icon
Unum
UNM
+$11M
2
NSA
National Storage Affiliates Trust
NSA
+$8.65M
3
CRL icon
Charles River Laboratories
CRL
+$7.87M
4
FLEX icon
Flex
FLEX
+$7.1M
5
ABBV icon
AbbVie
ABBV
+$3.89M

Top Sells

Rank Stock Value
1
AMR icon
Alpha Metallurgical Resources
AMR
+$11M
2
KLAC icon
KLA
KLAC
+$2.21M
3
JPM icon
JPMorgan Chase
JPM
+$231K
4
PFE icon
Pfizer
PFE
+$202K
5
ANET icon
Arista Networks
ANET
+$186K

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 17.71%
3 Healthcare 16.71%
4 Real Estate 5.9%
5 Industrials 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$131B
$24.3M 15.89%
118,136
-459
-0.4% -$88.1K
ABBV icon
2
AbbVie
ABBV
$443B
$14.6M 9.53%
80,056
+22,578
+39% +$3.89M
UNM icon
3
Unum
UNM
$13.6B
$12.1M 7.89%
+224,960
New +$11M
AJG icon
4
Arthur J. Gallagher & Co
AJG
$64.1B
$9.84M 6.44%
39,367
+1,480
+4% +$356K
NSA
5
DELISTED
National Storage Affiliates Trust
NSA
$9.02M 5.9%
+230,328
New +$8.65M
KLAC icon
6
KLA
KLAC
$239B
$9.01M 5.89%
129,000
-34,440
-21% -$2.21M
CRL icon
7
Charles River Laboratories
CRL
$11.2B
$8.93M 5.84%
+32,951
New +$7.87M
FLEX icon
8
Flex
FLEX
$41.7B
$7.75M 5.07%
+270,849
New +$7.1M
QQQ icon
9
Invesco QQQ Trust
QQQ
$453B
$7.71M 5.04%
17,344
+6,730
+63% +$2.89M
REKR icon
10
Rekor Systems
REKR
$85.8M
$3.89M 2.55%
1,700,650
– –
MSFT icon
11
Microsoft
MSFT
$3.45T
$3.53M 2.31%
8,386
– –
CAT icon
12
Caterpillar
CAT
$375B
$2.77M 1.81%
7,549
– –
VTIP icon
13
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.7M 1.76%
56,296
– –
XLE icon
14
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.59M 1.69%
54,862
+2,500
+5% +$107K
SPHB icon
15
Invesco S&P 500 High Beta ETF
SPHB
$971M
$2.38M 1.55%
27,072
– –
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.27M 1.48%
5,400
– –
QLD icon
17
ProShares Ultra QQQ
QLD
$12.7B
$2.19M 1.44%
50,182
– –
IAU icon
18
iShares Gold Trust
IAU
$62.9B
$1.86M 1.22%
44,249
+3,466
+8% +$136K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.87B
$1.78M 1.16%
45,808
– –
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$1.71M 1.12%
3,252
+659
+25% +$328K
NVDA icon
21
NVIDIA
NVDA
$4.86T
$1.46M 0.95%
16,160
-500
-3% -$36.2K
MDYV icon
22
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$1.38M 0.91%
18,211
-529
-3% -$38.3K
AAPL icon
23
Apple
AAPL
$4.54T
$1.17M 0.77%
6,837
– –
RBCAA icon
24
Republic Bancorp
RBCAA
$1.95B
$1.08M 0.71%
21,000
-1,488
-7% -$74.9K
IVV icon
25
iShares Core S&P 500 ETF
IVV
$878B
$987K 0.65%
1,877
+7
+0.4% +$3.5K
1
2 3

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MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
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WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
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D. Scott Neal's Q1 2024 Portfolio in Review

As of Q1 2024, D. Scott Neal held 64 positions worth $153M, up 36% from $112M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

D. Scott Neal deployed $28.4M of net new capital in Q1 2024, opening 5 new positions and adding to 9 existing holdings. Its largest new stake was Unum: 224,960 shares worth $12.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was KLA, an estimated $2.21M trimmed.

  • D. Scott Neal's largest Q1 2024 buy was Unum: 224,960 shares worth $12.1M.
  • D. Scott Neal added most to AbbVie in Q1 2024, an estimated $3.89M increase.
  • D. Scott Neal's biggest Q1 2024 reduction was KLA, cutting an estimated $2.21M.
  • D. Scott Neal fully exited Alpha Metallurgical Resources in Q1 2024, selling an estimated $11M.
  • D. Scott Neal's ten largest holdings make up 70% of its $153M portfolio in Q1 2024.
  • D. Scott Neal opened 5 new positions and closed 3 in Q1 2024.
  • D. Scott Neal's portfolio value rose 36% quarter-over-quarter to $153M.

Based on D. Scott Neal's 13F filing for Q1 2024, filed 11 Apr 2024.