We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+13.56%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$112M
AUM Growth
-$4.74M
Cap. Flow
-$15.8M
Cap. Flow %
-14.06%
Top 10 Hldgs %
70.06%
Holding
67
New
5
Increased
12
Reduced
14
Closed
8

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$7.82M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$511K
3
ANET icon
Arista Networks
ANET
+$325K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$263K
5
REKR icon
Rekor Systems
REKR
+$242K

Top Sells

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$8.14M
2
XOM icon
ExxonMobil
XOM
+$7.73M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$7.38M
4
AMR icon
Alpha Metallurgical Resources
AMR
+$375K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$318K

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.62%
2 Technology 19.21%
3 Financials 12.11%
4 Materials 9.78%
5 Healthcare 9.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$147B
$22.7M 20.2%
118,595
+42,660
+56% +$7.82M
AMR icon
2
Alpha Metallurgical Resources
AMR
$2.34B
$11M 9.78%
32,375
-1,426
-4% -$375K
KLAC icon
3
KLA
KLAC
$221B
$9.5M 8.46%
163,440
-560
-0.3% -$29.1K
ABBV icon
4
AbbVie
ABBV
$467B
$8.91M 7.94%
57,478
-1,095
-2% -$160K
AJG icon
5
Arthur J. Gallagher & Co
AJG
$61.9B
$8.52M 7.59%
37,887
-1,055
-3% -$250K
REKR icon
6
Rekor Systems
REKR
$59.1M
$5.66M 5.05%
1,700,650
+84,880
+5% +$242K
QQQ icon
7
Invesco QQQ Trust
QQQ
$482B
$4.35M 3.87%
10,614
+197
+2% +$74.8K
MSFT icon
8
Microsoft
MSFT
$3.7T
$3.15M 2.81%
8,386
– –
VTIP icon
9
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.4B
$2.67M 2.38%
56,296
+63
+0.1% +$2.98K
CAT icon
10
Caterpillar
CAT
$367B
$2.23M 1.99%
7,549
– –
SPHB icon
11
Invesco S&P 500 High Beta ETF
SPHB
$892M
$2.23M 1.99%
27,072
– –
XLE icon
12
State Street Energy Select Sector SPDR ETF
XLE
$42.3B
$2.2M 1.96%
52,362
+1,860
+4% +$79.5K
BRK.B icon
13
Berkshire Hathaway Class B
BRK.B
$1.09T
$1.93M 1.72%
5,400
– –
QLD icon
14
ProShares Ultra QQQ
QLD
$14.2B
$1.91M 1.7%
50,182
– –
IAU icon
15
iShares Gold Trust
IAU
$64.4B
$1.59M 1.42%
40,783
-695
-2% -$26K
SSO icon
16
ProShares Ultra S&P500
SSO
$8.87B
$1.49M 1.33%
45,808
– –
MDYV icon
17
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$1.38M 1.23%
18,740
+157
+0.8% +$10.4K
AAPL icon
18
Apple
AAPL
$4.92T
$1.32M 1.17%
6,837
-48
-0.7% -$8.86K
RBCAA icon
19
Republic Bancorp
RBCAA
$1.84B
$1.25M 1.11%
22,488
+1,488
+7% +$70.8K
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$1.24M 1.1%
2,593
+1,148
+79% +$511K
XLRE icon
21
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.97B
$930K 0.83%
23,226
-729
-3% -$26.2K
IVV icon
22
iShares Core S&P 500 ETF
IVV
$843B
$893K 0.8%
1,870
-670
-26% -$300K
NVDA icon
23
NVIDIA
NVDA
$5.3T
$825K 0.74%
16,660
+150
+0.9% +$6.95K
IJS icon
24
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
$821K 0.73%
7,966
– –
HD icon
25
Home Depot
HD
$302B
$810K 0.72%
2,336
– –
1
2 3

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2023 Portfolio in Review

As of Q4 2023, D. Scott Neal held 67 positions worth $112M, down 4% from $117M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

D. Scott Neal withdrew a net $15.8M in Q4 2023, closing 8 positions and reducing 14 holdings. Its most notable exit was iShares US Consumer Staples ETF, an estimated $8.14M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 44% a quarter earlier, followed by Technology and Financials.

Against the trend, D. Scott Neal opened a new position in Arista Networks worth $364K.

  • D. Scott Neal's largest Q4 2023 buy was Arista Networks: 6,180 shares worth $364K.
  • D. Scott Neal added most to SPDR Gold Trust in Q4 2023, an estimated $7.82M increase.
  • D. Scott Neal's biggest Q4 2023 reduction was ExxonMobil, cutting an estimated $7.73M.
  • D. Scott Neal fully exited iShares US Consumer Staples ETF in Q4 2023, selling an estimated $8.14M.
  • D. Scott Neal's ten largest holdings make up 70% of its $112M portfolio in Q4 2023.
  • D. Scott Neal opened 5 new positions and closed 8 in Q4 2023.
  • D. Scott Neal's portfolio value fell 4% quarter-over-quarter to $112M.

Based on D. Scott Neal's 13F filing for Q4 2023, filed 17 Jan 2024.