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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$24.1M 14.54%
73,899
+39,177
+113% +$12.5M
IWM icon
2
iShares Russell 2000 ETF
IWM
$80.2B
$18.1M 10.93%
122,337
+39,026
+47% +$5.49M
VNQ icon
3
Vanguard Real Estate ETF
VNQ
$39.2B
$17.4M 10.47%
208,914
+16,383
+9% +$1.37M
IGIB icon
4
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$16.9M 10.17%
306,244
-6,402
-2% -$352K
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$14.4M 8.7%
135,399
-8,875
-6% -$951K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$13.7M 8.27%
54,605
-8,238
-13% -$2.03M
QQQ icon
7
Invesco QQQ Trust
QQQ
$461B
$9.84M 5.94%
67,669
-1,323
-2% -$190K
EFA icon
8
iShares MSCI EAFE ETF
EFA
$78B
$6.19M 3.73%
90,345
+6,090
+7% +$407K
DVY icon
9
iShares Select Dividend ETF
DVY
$23.5B
$6.18M 3.73%
66,043
-22,275
-25% -$2.06M
IYR icon
10
iShares US Real Estate ETF
IYR
$4.66B
$4.21M 2.54%
52,671
-7,031
-12% -$565K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$872B
$4.19M 2.53%
16,562
+2,613
+19% +$649K
VYM icon
12
Vanguard High Dividend Yield ETF
VYM
$80.9B
$3.61M 2.18%
44,559
+7,817
+21% +$620K
VCIT icon
13
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.95M 1.78%
+33,504
New +$2.95M
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$122B
$1.82M 1.1%
50,830
+33,045
+186% +$1.15M
UWM icon
15
ProShares Ultra Russell2000
UWM
$245M
$1.51M 0.91%
45,140
+21,320
+90% +$642K
BSCN
16
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.43M 0.86%
+67,755
New +$1.43M
BSCH
17
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.36M 0.82%
60,105
-15,802
-21% -$357K
VB icon
18
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$1.19M 0.72%
8,414
+3,008
+56% +$410K
VTI icon
19
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$1.14M 0.69%
8,794
-147
-2% -$18.6K
CAT icon
20
Caterpillar
CAT
$375B
$1M 0.6%
8,040
– –
SCHM icon
21
Schwab US Mid-Cap ETF
SCHM
$14.5B
$977K 0.59%
58,500
+26,088
+80% +$424K
QLD icon
22
ProShares Ultra QQQ
QLD
$12.8B
$951K 0.57%
118,448
-101,152
-46% -$789K
SSO icon
23
ProShares Ultra S&P500
SSO
$7.81B
$943K 0.57%
77,976
+936
+1% +$10.9K
SCHA icon
24
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$748K 0.45%
44,424
+1,496
+3% +$24.1K
BSCK
25
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$549K 0.33%
+25,510
New +$549K
1
2 3 4 5

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.