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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+6.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$220M
AUM Growth
-$2.64M
Cap. Flow
-$13.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
83.15%
Holding
52
New
5
Increased
13
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$9.47M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.33M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.09M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.29M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$12.4M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.2M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$8.28M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.91M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.87M

Sector Composition

Rank Sector Weight
1 Technology 1.38%
2 Financials 1.33%
3 Industrials 0.75%
4 Healthcare 0.53%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
1
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$58.5M 26.54%
966,601
-138,325
-13% -$8.28M
QQQ icon
2
Invesco QQQ Trust
QQQ
$461B
$40.9M 18.55%
115,366
+3,848
+3% +$1.29M
SPHB icon
3
Invesco S&P 500 High Beta ETF
SPHB
$971M
$21.1M 9.58%
279,567
+36,547
+15% +$2.71M
IJS icon
4
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$10.1M 4.58%
95,765
-14,608
-13% -$1.53M
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$122B
$9.84M 4.46%
183,115
+175,425
+2,281% +$9.47M
SPSB icon
6
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$9.49M 4.31%
303,249
-92,878
-23% -$2.91M
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$9.08M 4.12%
18,493
-45
-0.2% -$22.2K
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$8.56M 3.88%
+67,971
New +$8.33M
IVV icon
9
iShares Core S&P 500 ETF
IVV
$872B
$8.47M 3.84%
19,695
+411
+2% +$172K
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$7.24M 3.28%
103,419
-652
-0.6% -$45.6K
FNDF icon
11
Schwab Fundamental International Large Company Index ETF
FNDF
$24.9B
$7.01M 3.18%
210,642
-29,268
-12% -$984K
PDBC icon
12
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$5.38M 2.44%
+267,716
New +$5.09M
VXF icon
13
Vanguard Extended Market ETF
VXF
$30.3B
$2.63M 1.19%
13,936
-67,832
-83% -$12.4M
QLD icon
14
ProShares Ultra QQQ
QLD
$12.8B
$1.88M 0.85%
52,222
-3,082
-6% -$99.9K
SPTM icon
15
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.75M 0.8%
33,130
– –
MSFT icon
16
Microsoft
MSFT
$3.45T
$1.74M 0.79%
6,407
– –
CAT icon
17
Caterpillar
CAT
$375B
$1.64M 0.75%
7,549
+35
+0.5% +$8.08K
SSO icon
18
ProShares Ultra S&P500
SSO
$7.81B
$1.44M 0.65%
48,352
-640
-1% -$18.1K
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$43.2B
$1.31M 0.59%
75,246
-876
-1% -$14.8K
T icon
20
AT&T
T
$159B
$1.12M 0.51%
51,420
-12,333
-19% -$281K
RBCAA icon
21
Republic Bancorp
RBCAA
$1.95B
$969K 0.44%
21,000
– –
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.1T
$745K 0.34%
2,680
– –
IWR icon
23
iShares Russell Mid-Cap ETF
IWR
$56B
$686K 0.31%
8,663
-785
-8% -$60.9K
PFE icon
24
Pfizer
PFE
$143B
$556K 0.25%
14,209
+10
+0.1% +$389
IWM icon
25
iShares Russell 2000 ETF
IWM
$80.2B
$506K 0.23%
2,208
+37
+2% +$8.32K
1
2 3

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
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WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2021 Portfolio in Review

As of Q2 2021, D. Scott Neal held 52 positions worth $220M, down 1.2% from $223M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal withdrew a net $13.8M in Q2 2021, closing 3 positions and reducing 14 holdings. Its most notable exit was iShares 3-7 Year Treasury Bond ETF, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, D. Scott Neal opened a new position in State Street Health Care Select Sector SPDR ETF worth $8.56M.

  • D. Scott Neal's largest Q2 2021 buy was State Street Health Care Select Sector SPDR ETF: 67,971 shares worth $8.56M.
  • D. Scott Neal added most to iShares Core S&P Mid-Cap ETF in Q2 2021, an estimated $9.47M increase.
  • D. Scott Neal's biggest Q2 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $12.4M.
  • D. Scott Neal fully exited iShares 3-7 Year Treasury Bond ETF in Q2 2021, selling an estimated $12.2M.
  • D. Scott Neal's ten largest holdings make up 83% of its $220M portfolio in Q2 2021.
  • D. Scott Neal opened 5 new positions and closed 3 in Q2 2021.
  • D. Scott Neal's portfolio value fell 1.2% quarter-over-quarter to $220M.

Based on D. Scott Neal's 13F filing for Q2 2021, filed 2 Aug 2021.