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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.78%
2 Technology 1.19%
3 Industrials 0.93%
4 Consumer Staples 0.87%
5 Healthcare 0.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$31.5M 17.9%
92,262
-1,235
-1% -$430K
IWM icon
2
iShares Russell 2000 ETF
IWM
$81B
$21.8M 12.37%
143,508
+166
+0.1% +$25.6K
VWO icon
3
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$16.5M 9.39%
+352,153
New +$16.9M
IGIB icon
4
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$15.7M 8.93%
293,268
-5,142
-2% -$277K
QQQ icon
5
Invesco QQQ Trust
QQQ
$488B
$15.2M 8.62%
94,757
+23,656
+33% +$3.91M
VYM icon
6
Vanguard High Dividend Yield ETF
VYM
$83.1B
$11.1M 6.3%
134,458
+106,227
+376% +$9.13M
IEF icon
7
iShares 7-10 Year Treasury Bond ETF
IEF
$42.2B
$11M 6.23%
106,284
-3,530
-3% -$364K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$9.37M 5.32%
35,607
-1,179
-3% -$322K
EFA icon
9
iShares MSCI EAFE ETF
EFA
$80B
$8.15M 4.63%
116,961
+287
+0.2% +$20.5K
FLRN icon
10
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.9B
$5.99M 3.4%
+194,998
New +$5.99M
IVV icon
11
iShares Core S&P 500 ETF
IVV
$892B
$3.21M 1.82%
12,084
+241
+2% +$66.3K
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$24.2B
$2.21M 1.25%
+20,831
New +$2.27M
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$1.83M 1.04%
22,180
+3,544
+19% +$300K
SCHG icon
14
Schwab US Large-Cap Growth ETF
SCHG
$63.3B
$1.7M 0.96%
+189,160
New +$1.74M
SPTM icon
15
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.33M 0.75%
40,435
-1,793
-4% -$60.7K
SPEM icon
16
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.9B
$1.27M 0.72%
32,318
+21,690
+204% +$869K
UWM icon
17
ProShares Ultra Russell2000
UWM
$247M
$1.26M 0.72%
36,378
-5,872
-14% -$211K
CAT icon
18
Caterpillar
CAT
$368B
$1.19M 0.67%
8,040
– –
SCHX icon
19
Schwab US Large- Cap ETF
SCHX
$74.7B
$1.16M 0.66%
110,688
+38,118
+53% +$415K
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$44.9B
$1.14M 0.65%
107,280
-222
-0.2% -$2.44K
SSO icon
21
ProShares Ultra S&P500
SSO
$8.95B
$1.03M 0.58%
77,864
-1,400
-2% -$19.9K
QLD icon
22
ProShares Ultra QQQ
QLD
$14.1B
$1.02M 0.58%
107,000
-11,880
-10% -$122K
SCHE icon
23
Schwab Emerging Markets Equity ETF
SCHE
$13.1B
$871K 0.49%
+30,335
New +$889K
BSCK
24
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$537K 0.3%
25,510
– –
IBM icon
25
IBM
IBM
$221B
$436K 0.25%
2,971
-78
-3% -$11.8K
1
2 3 4 5

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FFAM
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NWM
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APC
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WTFG
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D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 94% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.