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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-4.4%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
-$40.9M
Cap. Flow
-$26.9M
Cap. Flow %
-16.16%
Top 10 Hldgs %
94.42%
Holding
47
New
5
Increased
12
Reduced
10
Closed
12

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$60.3M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$25.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.8M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.87M
5
PFE icon
Pfizer
PFE
+$441K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$41.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$23.1M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$15.1M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$10.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.99%
2 Financials 0.97%
3 Communication Services 0.83%
4 Industrials 0.63%
5 Healthcare 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$70.2M 42.2%
809,892
+706,583
+684% +$60.3M
QQQ icon
2
Invesco QQQ Trust
QQQ
$482B
$25.5M 15.35%
134,114
-24,716
-16% -$5.23M
VGSH icon
3
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
$25.5M 15.3%
+408,296
New +$25.1M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$843B
$20.6M 12.37%
79,660
+51,495
+183% +$15.8M
IEI icon
5
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$10.2M 6.14%
+76,621
New +$9.87M
T icon
6
AT&T
T
$174B
$1.38M 0.83%
62,507
+12,304
+25% +$336K
SPTM icon
7
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.06M 0.64%
33,712
-2,009
-6% -$75.6K
CAT icon
8
Caterpillar
CAT
$366B
$933K 0.56%
8,044
– –
QLD icon
9
ProShares Ultra QQQ
QLD
$14.1B
$919K 0.55%
82,088
+2,400
+3% +$35.9K
SCHB icon
10
Schwab US Broad Market ETF
SCHB
$44.3B
$802K 0.48%
79,614
-18,324
-19% -$222K
PFE icon
11
Pfizer
PFE
$158B
$726K 0.44%
23,459
+12,950
+123% +$441K
SSO icon
12
ProShares Ultra S&P500
SSO
$8.88B
$702K 0.42%
63,152
+544
+0.9% +$9.19K
RBCAA icon
13
Republic Bancorp
RBCAA
$1.85B
$694K 0.42%
21,000
– –
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$805B
$622K 0.37%
2,412
-352
-13% -$107K
IWR icon
15
iShares Russell Mid-Cap ETF
IWR
$55.6B
$547K 0.33%
12,665
-274,023
-96% -$15.1M
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.09T
$490K 0.29%
2,680
– –
IWM icon
17
iShares Russell 2000 ETF
IWM
$77.2B
$446K 0.27%
3,894
-58,197
-94% -$8.68M
VO icon
18
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$423K 0.25%
12,852
-89,712
-87% -$3.71M
VYM icon
19
Vanguard High Dividend Yield ETF
VYM
$81.6B
$398K 0.24%
5,626
+62
+1% +$5.33K
EFA icon
20
iShares MSCI EAFE ETF
EFA
$78.4B
$395K 0.24%
7,397
+650
+10% +$41.3K
VBK icon
21
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23B
$382K 0.23%
2,540
+74
+3% +$13.7K
MSFT icon
22
Microsoft
MSFT
$3.68T
$363K 0.22%
2,301
– –
CVX icon
23
Chevron
CVX
$415B
$317K 0.19%
+4,376
New +$432K
XOM icon
24
ExxonMobil
XOM
$670B
$307K 0.18%
8,092
+5,154
+175% +$285K
MDY icon
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
$281K 0.17%
1,069
-36,858
-97% -$12.5M
1
2

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2020 Portfolio in Review

As of Q1 2020, D. Scott Neal held 47 positions worth $166M, down 20% from $207M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

D. Scott Neal withdrew a net $26.9M in Q1 2020, closing 12 positions and reducing 10 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, down from 97% a quarter earlier, followed by Financials and Communication Services.

Against the trend, D. Scott Neal opened a new position in Vanguard Short-Term Treasury ETF worth $25.5M.

  • D. Scott Neal's largest Q1 2020 buy was Vanguard Short-Term Treasury ETF: 408,296 shares worth $25.5M.
  • D. Scott Neal added most to iShares 1-3 Year Treasury Bond ETF in Q1 2020, an estimated $60.3M increase.
  • D. Scott Neal's biggest Q1 2020 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $15.1M.
  • D. Scott Neal fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2020, selling an estimated $41.6M.
  • D. Scott Neal's ten largest holdings make up 94% of its $166M portfolio in Q1 2020.
  • D. Scott Neal opened 5 new positions and closed 12 in Q1 2020.
  • D. Scott Neal's portfolio value fell 20% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q1 2020, filed 27 Apr 2020.