DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$166M
AUM Growth
-$40.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
47
New
Increased
Reduced
Closed

Top Buys

1
+$61.2M
2
+$25.5M
3
+$13.3M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.2M
5
PFE icon
Pfizer
PFE
+$401K

Top Sells

1
+$41.6M
2
+$23.1M
3
+$11.8M
4
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$10.6M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$9.69M

Sector Composition

1 Financials 0.97%
2 Communication Services 0.83%
3 Industrials 0.63%
4 Healthcare 0.44%
5 Energy 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$70.2M 42.2%
809,892
+706,583
2
$25.5M 15.35%
134,114
-24,716
3
$25.5M 15.3%
+408,296
4
$20.6M 12.37%
79,660
+51,495
5
$10.2M 6.14%
+76,621
6
$1.38M 0.83%
62,507
+12,304
7
$1.06M 0.64%
33,712
-2,009
8
$933K 0.56%
8,044
9
$919K 0.55%
41,044
+1,200
10
$802K 0.48%
79,614
-18,324
11
$726K 0.44%
23,459
+12,950
12
$702K 0.42%
31,576
+272
13
$694K 0.42%
21,000
14
$622K 0.37%
2,412
-352
15
$547K 0.33%
12,665
-274,023
16
$490K 0.29%
2,680
17
$446K 0.27%
3,894
-58,197
18
$423K 0.25%
3,213
-22,428
19
$398K 0.24%
5,626
+62
20
$395K 0.24%
7,397
+650
21
$382K 0.23%
2,540
+74
22
$363K 0.22%
2,301
23
$317K 0.19%
+4,376
24
$307K 0.18%
8,092
+5,154
25
$281K 0.17%
1,069
-36,858
1
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