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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+9.52%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$216M
AUM Growth
+$15.6M
Cap. Flow
-$1.72M
Cap. Flow %
-0.79%
Top 10 Hldgs %
78.94%
Holding
59
New
4
Increased
7
Reduced
15
Closed
1

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$250K
2
ITB icon
iShares US Home Construction ETF
ITB
+$211K
3
BAC icon
Bank of America
BAC
+$195K
4
WMT icon
Walmart Inc
WMT
+$194K
5
MU icon
Micron Technology
MU
+$174K

Top Sells

Rank Stock Value
1
UNM icon
Unum
UNM
+$537K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$455K
3
IAU icon
iShares Gold Trust
IAU
+$407K
4
AJG icon
Arthur J. Gallagher & Co
AJG
+$287K
5
GLD icon
SPDR Gold Trust
GLD
+$274K

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.18%
2 Financials 20.64%
3 Technology 18.11%
4 Real Estate 3.58%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$513B
$775K 0.36%
1,363
– –
LOW icon
27
Lowe's Companies
LOW
$113B
$653K 0.3%
2,600
– –
IBM icon
28
IBM
IBM
$221B
$607K 0.28%
2,150
-312
-13% -$81.7K
VOO icon
29
Vanguard S&P 500 ETF
VOO
$1.03T
$606K 0.28%
989
-37
-4% -$21.8K
JNJ icon
30
Johnson & Johnson
JNJ
$671B
$575K 0.27%
3,100
– –
RF icon
31
Regions Financial
RF
$25.9B
$565K 0.26%
21,434
– –
TSLA icon
32
Tesla
TSLA
$1.49T
$558K 0.26%
1,254
– –
PG icon
33
Procter & Gamble
PG
$341B
$556K 0.26%
3,617
+10
+0.3% +$1.56K
GOOGL icon
34
Alphabet (Google) Class A
GOOGL
$4.19T
$540K 0.25%
2,220
– –
AMZN icon
35
Amazon
AMZN
$2.79T
$514K 0.24%
2,339
– –
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.15T
$487K 0.23%
2,000
– –
MO icon
37
Altria Group
MO
$116B
$469K 0.22%
7,102
– –
MDY icon
38
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$465K 0.22%
780
– –
IWM icon
39
iShares Russell 2000 ETF
IWM
$81B
$450K 0.21%
1,860
– –
ESGU icon
40
iShares ESG Aware MSCI USA ETF
ESGU
$18.2B
$421K 0.19%
2,889
-128
-4% -$17.9K
IWR icon
41
iShares Russell Mid-Cap ETF
IWR
$57.1B
$344K 0.16%
3,560
– –
GSK icon
42
GSK
GSK
$102B
$342K 0.16%
7,928
– –
AVGO icon
43
Broadcom
AVGO
$1.7T
$341K 0.16%
1,034
+12
+1% +$3.68K
ORCL icon
44
Oracle
ORCL
$444B
$337K 0.16%
1,200
– –
NKE icon
45
Nike
NKE
$57.5B
$321K 0.15%
4,600
– –
ABT icon
46
Abbott
ABT
$188B
$308K 0.14%
2,300
-500
-18% -$65.6K
ESGD icon
47
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$306K 0.14%
3,288
– –
XOM icon
48
ExxonMobil
XOM
$667B
$286K 0.13%
2,534
-100
-4% -$11.1K
HON icon
49
Honeywell
HON
$65.8B
$270K 0.13%
1,363
– –
ESGV icon
50
Vanguard ESG US Stock ETF
ESGV
$13.7B
$253K 0.12%
2,132
+18
+0.9% +$2.05K
1
2
3

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2025 Portfolio in Review

As of Q3 2025, D. Scott Neal held 59 positions worth $216M, up 7.8% from $201M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2025 filing shows 4 new, 7 increased, 15 reduced and 1 closed positions. Its largest new stake was iShares US Home Construction ETF: 2,000 shares worth $215K. The largest sale was Unum, an estimated $537K.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 51% a quarter earlier, followed by Financials and Technology.

  • D. Scott Neal's largest Q3 2025 buy was iShares US Home Construction ETF: 2,000 shares worth $215K.
  • D. Scott Neal added most to State Street Utilities Select Sector SPDR ETF in Q3 2025, an estimated $250K increase.
  • D. Scott Neal's biggest Q3 2025 reduction was Unum, cutting an estimated $537K.
  • D. Scott Neal fully exited Novo Nordisk in Q3 2025, selling an estimated $222K.
  • D. Scott Neal's ten largest holdings make up 79% of its $216M portfolio in Q3 2025.
  • D. Scott Neal opened 4 new positions and closed 1 in Q3 2025.
  • D. Scott Neal's portfolio value rose 7.8% quarter-over-quarter to $216M.

Based on D. Scott Neal's 13F filing for Q3 2025, filed 28 Oct 2025.