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D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
-4.89%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$183M
AUM Growth
-$14.8M
(-7.5%)
Cap. Flow
+$640K
Cap. Flow
% of AUM
0.35%
Top 10 Holdings %
Top 10 Hldgs %
95.44%
Holding
36
New
2
Increased
6
Reduced
13
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$38.4M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$33.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.08M |
| 4 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$5.96M |
| 5 |
iShares Floating Rate Bond ETF
FLOT
|
+$114K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$24.5M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$17.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$9.85M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$7.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 0.61% |
| 2 | Communication Services | 0.56% |
| 3 | Healthcare | 0.26% |
| 4 | Financials | 0.16% |
| 5 | Technology | 0.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $206K | 0.11% |
1,979
-41,800
| -95% | -$4.23M |
|
27
iShares Core US REIT ETF
USRT
$4.66B
| $203K | 0.11% |
4,522
| – | – |
|
28
GE Aerospace
GE
$374B
| $101K | 0.06% |
2,774
-2,182
| -44% | -$98.5K |
|
29
iShares Select Dividend ETF
DVY
$23.5B
| – | – |
-2,206
| Closed | -$220K |
|
|
30
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| – | – |
-460,556
| Closed | -$24.5M |
|
31
Schwab U.S Small- Cap ETF
SCHA
$22.2B
| – | – |
-56,252
| Closed | -$1.07M |
|
32
Schwab US Large-Cap Growth ETF
SCHG
$60B
| – | – |
-363,784
| Closed | -$3.73M |
|
33
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
| – | – |
-49,676
| Closed | -$1.65M |
|
34
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
| – | – |
-45,803
| Closed | -$1.75M |
|
35
ProShares Ultra Russell2000
UWM
$245M
| – | – |
-27,316
| Closed | -$1.16M |
|
36
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| – | – |
-5,140
| Closed | -$211K |
|
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D. Scott Neal's Q4 2018 Portfolio in Review
As of Q4 2018, D. Scott Neal held 36 positions worth $183M, down 7.5% from $198M the previous quarter. Its ten largest holdings account for 95% of the portfolio.
D. Scott Neal's Q4 2018 filing shows 2 new, 6 increased, 13 reduced and 8 closed positions. Its largest new stake was Vanguard Short-Term Corporate Bond ETF: 494,024 shares worth $38.5M. The largest sale was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $24.5M.
By sector, the portfolio is most concentrated in Industrials at 0.61% of assets, down from 0.76% a quarter earlier, followed by Communication Services and Healthcare.
- D. Scott Neal's largest Q4 2018 buy was Vanguard Short-Term Corporate Bond ETF: 494,024 shares worth $38.5M.
- D. Scott Neal added most to iShares 1-3 Year Treasury Bond ETF in Q4 2018, an estimated $33.6M increase.
- D. Scott Neal's biggest Q4 2018 reduction was iShares MSCI EAFE ETF, cutting an estimated $17.6M.
- D. Scott Neal fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q4 2018, selling an estimated $24.5M.
- D. Scott Neal's ten largest holdings make up 95% of its $183M portfolio in Q4 2018.
- D. Scott Neal opened 2 new positions and closed 8 in Q4 2018.
- D. Scott Neal's portfolio value fell 7.5% quarter-over-quarter to $183M.
Based on D. Scott Neal's 13F filing for Q4 2018, filed 6 Feb 2019.