D. Scott Neal’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

D. Scott Neal’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-7,505	Closed	-$227K	–	35
2019 Q1	$227K	Buy	+7,505	New	+$223K	0.12%	27
2018 Q4	–	Sell	-49,676	Closed	-$1.65M	–	33
2018 Q3	$1.65M	Buy	49,676 +42,834	+626%	+$1.43M	0.83%	13
2018 Q2	$221K	Buy	6,842 +563	+9%	+$17.7K	0.12%	34
2018 Q1	$188K	Sell	6,279 -36,273	-85%	-$1.1M	0.11%	41
2017 Q4	$1.28M	Buy	+42,552	New	+$1.26M	0.77%	18

Other funds holding SPSM

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

HIM

Hanlon Investment Management Egg Harbor Township, New Jersey $189M AUM 32.11% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

D. Scott Neal's SPSM Position: Q2 2019 in Review

D. Scott Neal sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q2 2019, closing a stake of 7,505 shares — an estimated $227K sold.

D. Scott Neal first reported a position in SPSM in Q4 2017 and held it in 5 quarters. The position peaked at $1.65M in Q3 2018. 206 funds tracked by Wall St. Rank hold SPSM as of Q2 2019.

D. Scott Neal reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q2 2019 after selling out during the quarter.
D. Scott Neal sold 7,505 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q2 2019, an estimated $227K.
D. Scott Neal first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2017 and held it in 5 quarters.
D. Scott Neal's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $1.65M in Q3 2018.
206 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q2 2019.

Based on D. Scott Neal's 13F filing for Q2 2019, filed 25 Jul 2019.