D. Scott Neal’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

D. Scott Neal’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-7,505	Closed	-$227K	–	35
2019 Q1	$227K	Buy	+7,505	New	+$223K	0.12%	27
2018 Q4	–	Sell	-49,676	Closed	-$1.65M	–	33
2018 Q3	$1.65M	Buy	49,676 +42,834	+626%	+$1.43M	0.83%	13
2018 Q2	$221K	Buy	6,842 +563	+9%	+$17.7K	0.12%	34
2018 Q1	$188K	Sell	6,279 -36,273	-85%	-$1.1M	0.11%	41
2017 Q4	$1.28M	Buy	+42,552	New	+$1.26M	0.77%	18

Other funds holding SPSM

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Allworth Financial Folsom, California $24.6B AUM 15.55% 1-Year Est. Return

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Hanlon Investment Management Egg Harbor Township, New Jersey $181M AUM 27.95% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $3.61B AUM 18.46% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return