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TRI-Continental Corp
TY

85 hedge funds and large institutions have $219M invested in TRI-Continental Corp in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

22% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 23

2% more capital invested

Capital invested by funds: $215M → $219M (+$3.73M)

0.71% more ownership

Funds ownership: 15.87% → 16.59% (+0.71%)

0% more funds holding

Funds holding: 85 → 85 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
28
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$2.7M
2
LCM
Landscape Capital Management
New Jersey
+$2.64M
3
BC
Brinker Capital
Pennsylvania
+$1.97M
4
1CP
1607 Capital Partners
Virginia
+$1.03M
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$878K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$4.81M
2
GFM
Gramercy Funds Management
Connecticut
-$4.21M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.75M
4
Citigroup
Citigroup
New York
-$1.62M
5
RVPG
Relative Value Partners Group
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
51
Prospera Financial Services
Texas
$267K +$264K +11,530 New
RFC
52
Regions Financial Corp
Alabama
$261K +$47.9K +2,093 +23%
Northern Trust
53
Northern Trust
Illinois
$240K -$26.9K -1,174 -10%
SBIA
54
Sheaff Brock Investment Advisors
Indiana
$238K -$54.1K -2,366 -19%
Janney Montgomery Scott
55
Janney Montgomery Scott
Pennsylvania
$236K +$233K +10,191 New
Allianz Asset Management
56
Allianz Asset Management
Germany
$236K +$233K +10,200 New
GG
57
Gofen & Glossberg
Illinois
$200K +$198K +8,662 New
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$168K +$13.3K +581 +9%
WEC
59
Winslow Evans & Crocker
Massachusetts
$151K +$36.6K +1,600 +32%
SG Americas Securities
60
SG Americas Securities
New York
$131K +$130K +5,680 New
SIC
61
Salem Investment Counselors
North Carolina
$118K – – –
BAM
62
Barrett Asset Management
New York
$114K -$11.4K -500 -9%
NFG
63
Next Financial Group
Texas
$72K +$69.6K +3,042 New
GWA
64
Guidant Wealth Advisors
Illinois
$56K +$55.7K +2,436 New
CPIG
65
Chicago Partners Investment Group
Illinois
$55K – – –
US Bancorp
66
US Bancorp
Minnesota
$54K -$2.31K -101 -4%
PG
67
Patten Group
Tennessee
$49K – – –
WAM
68
Wealthspire Advisors (Maryland)
Maryland
$47K – – –
BKA
69
Brick & Kyle Associates
Pennsylvania
$46K – – –
Schroder Investment Management Group
70
Schroder Investment Management Group
United Kingdom
$45K – – –
ASN
71
Advisory Services Network
Georgia
$45K +$44.2K +1,932 New
SSB
72
Sandy Spring Bank
Maryland
$37K – – –
HI
73
Hudock Inc
Pennsylvania
$35K – – –
GWM
74
Geneos Wealth Management
Colorado
$34K -$7K -306 -17%
OC
75
Oakworth Capital
Alabama
$29K – – –
1 2
3
4

TY Hedge Fund Activity: Q1 2017 in Review

85 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2017, worth a combined $219M — up 1.7% from $215M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new TY positions and 9 closed out — a net gain of 2 holders — while 28 added to existing stakes and 23 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $2.7M. The largest seller was Karpus Investment Management, cutting an estimated $4.81M.

  • 85 institutional investors held TRI-Continental Corp (TY) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $219M of TRI-Continental Corp stock for Q1 2017, up 1.7% quarter-over-quarter.
  • 11 funds opened new TRI-Continental Corp positions in Q1 2017 and 9 closed out, a net change of +2 holders.
  • The largest TRI-Continental Corp buyer in Q1 2017 was Cornerstone Advisors, an estimated $2.7M added.
  • The largest TRI-Continental Corp seller in Q1 2017 was Karpus Investment Management, an estimated $4.81M sold.

Based on aggregated 13F filings for Q1 2017.