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TRI-Continental Corp
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Overview Fund Activity

75 hedge funds and large institutions have $222M invested in TRI-Continental Corp in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
9
Increased
29
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$2.17M
2
CA
2
Cornerstone Advisors
North Carolina
$3.43M
3
RVPG
3
Relative Value Partners Group
$34.1M
4
SFS
4
Shaker Financial Services
Virginia
$2.17M
5
CRC
5
Curi RMB Capital
Illinois
$1.52M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$14.6M
2
LCM
2
Landscape Capital Management
New Jersey
$2.75M
3
GFM
3
Gramercy Funds Management
Connecticut
$20.8M
4
MNA
4
Manning & Napier Advisors
New York
$2.17M
5
KIM
5
Karpus Investment Management
New York
$32.9M
Name Market Value Shares Shares
Change 		Shares
Change %
M&T Bank
51
M&T Bank
New York
$220K 10,275 +466 +5%
SJIC
52
St. James Investment Company
Texas
$205K 9,570 +9,570 New
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$139K 6,514 +5,366 +467%
BAM
54
Barrett Asset Management
New York
$123K 5,746 – –
US Bancorp
55
US Bancorp
Minnesota
$52K 2,418 -1,511 -38%
CPIG
56
Chicago Partners Investment Group
Illinois
$51K 2,377 – –
BKA
57
Brick & Kyle Associates
Pennsylvania
$43K 2,000 – –
WAM
58
Wealthspire Advisors (Maryland)
Maryland
$43K 2,030 – –
ASN
59
Advisory Services Network
Georgia
$40K 1,891 +1,891 New
GWM
60
Geneos Wealth Management
Colorado
$38K 1,810 +2 +0.1%
SSB
61
Sandy Spring Bank
Maryland
$34K 1,609 – –
HI
62
Hudock Inc
Pennsylvania
$33K 1,544 – –
GT
63
Glenmede Trust
Pennsylvania
$32K 1,500 – –
OC
64
Oakworth Capital
Alabama
$27K 1,255 – –
KA
65
Klingman & Associates
New York
$21K 1,000 – –
JIC
66
Joel Isaacson & Co
New York
$20K 921 +921 New
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$19K 884 -620 -41%
CAW
68
Cornerstone Advisors (Washington)
Washington
$18K 823 +119 +17%
IA
69
IFP Advisors
Florida
$17K 818 – –
MRCM
70
M&R Capital Management
New Jersey
$15K 710 +420 +145%
MFS
71
MSI Financial Services
Massachusetts
$12K 561 +1 +0.2%
AIM
72
Anchor Investment Management
South Carolina
$5.99K 280 – –
DADC
73
D.A. Davidson & Co
Montana
$3K 172 – –
SIC
74
Salem Investment Counselors
North Carolina
$1.1K 5,130 +5,130 New
CHP
75
Cable Hill Partners
Oregon
$1K 34 +34 New
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