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TRI-Continental Corp

75 hedge funds and large institutions have $222M invested in TRI-Continental Corp in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

4% more funds holding

Funds holding: 7275 (+3)

2% more capital invested

Capital invested by funds: $218M → $222M (+$4.42M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.19% less ownership

Funds ownership: 17.09%16.9% (-0.19%)

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
9
Increased
29
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
51
M&T Bank
New York
$220K +$9.9K +466 +5%
SJIC
52
St. James Investment Company
Texas
$205K +$203K +9,570 New
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$139K +$114K +5,366 +467%
BAM
54
Barrett Asset Management
New York
$123K
US Bancorp
55
US Bancorp
Minnesota
$52K -$32.1K -1,511 -38%
CPIG
56
Chicago Partners Investment Group
Illinois
$51K
BKA
57
Brick & Kyle Associates
Pennsylvania
$43K
WAM
58
Wealthspire Advisors (Maryland)
Maryland
$43K
ASN
59
Advisory Services Network
Georgia
$40K +$40.2K +1,891 New
GWM
60
Geneos Wealth Management
Colorado
$38K +$43 +2 +0.1%
SSB
61
Sandy Spring Bank
Maryland
$34K
HI
62
Hudock Inc
Pennsylvania
$33K
GT
63
Glenmede Trust
Pennsylvania
$32K
OC
64
Oakworth Capital
Alabama
$27K
KA
65
Klingman & Associates
New York
$21K
JIC
66
Joel Isaacson & Co
New York
$20K +$19.6K +921 New
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$19K -$13.2K -620 -41%
CAW
68
Cornerstone Advisors (Washington)
Washington
$18K +$2.53K +119 +17%
IA
69
IFP Advisors
Florida
$17K
MRCM
70
M&R Capital Management
New Jersey
$15K +$8.93K +420 +145%
MFS
71
MSI Financial Services
Massachusetts
$12K +$21 +1 +0.2%
AIM
72
Anchor Investment Management
South Carolina
$5.99K
DADC
73
D.A. Davidson & Co
Montana
$3K
SIC
74
Salem Investment Counselors
North Carolina
$1.1K +$109K +5,130 New
CHP
75
Cable Hill Partners
Oregon
$1K +$723 +34 New