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Klingman & Associates’s TRI-Continental Corp TY Stock Holding History

Klingman & Associates’s Portfolio TY Stock Details TY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-1,000
Closed -$21K – 301
2016
Q3 		$21K Hold
1,000
– – 0.01% 262
2016
Q2 		$21K Hold
1,000
– – 0.01% 258
2016
Q1 		$20K Hold
1,000
– – 0.01% 261
2015
Q4 		$20K Hold
1,000
– – 0.01% 268
2015
Q3 		$19K Buy
+1,000
New +$20.6K 0.01% 267

Other funds holding TY

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Klingman & Associates's TY Position: Q4 2016 in Review

Klingman & Associates sold out of TRI-Continental Corp (TY) in Q4 2016, closing a stake of 1,000 shares — an estimated $21K sold.

Klingman & Associates first reported a position in TY in Q3 2015 and held it in 5 quarters. The position peaked at $21K in Q3 2016. 85 funds tracked by Wall St. Rank hold TY as of Q4 2016.

  • Klingman & Associates reported no remaining TRI-Continental Corp position as of Q4 2016 after selling out during the quarter.
  • Klingman & Associates sold 1,000 TRI-Continental Corp shares in Q4 2016, an estimated $21K.
  • Klingman & Associates first reported a position in TRI-Continental Corp in Q3 2015 and held it in 5 quarters.
  • Klingman & Associates's TRI-Continental Corp position peaked at $21K in Q3 2016.
  • 85 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.