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TRI-Continental Corp
TY

71 hedge funds and large institutions have $233M invested in TRI-Continental Corp in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

2% more capital invested

Capital invested by funds: $229M → $233M (+$3.96M)

0% more funds holding

Funds holding: 71 → 71 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

0.03% less ownership

Funds ownership: 18.87% → 18.84% (-0.03%)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

Holders
71
Holders Change
–
Holders Change %
0%
% of All Funds
1.86%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
14
Increased
19
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$1.61M
2
SG Americas Securities
SG Americas Securities
New York
+$1.25M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$834K
4
LPL Financial
LPL Financial
California
+$689K
5
KIM
Karpus Investment Management
New York
+$650K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$4.11M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$1.69M
3
RVPG
Relative Value Partners Group
-$1.64M
4
GFM
Gramercy Funds Management
Connecticut
-$1.42M
5
1CP
1607 Capital Partners
Virginia
-$885K
Name Holding Trade Value Shares
Change 		Change in
Stake
CB
51
Community Bank
New York
$136K – – –
BAM
52
Barrett Asset Management
New York
$115K – – –
US Bancorp
53
US Bancorp
Minnesota
$83K -$5.42K -268 -6%
TCOV
54
Trust Company of Vermont
Vermont
$67K +$67.9K +3,359 New
Citigroup
55
Citigroup
New York
$57K -$930 -46 -2%
CPIG
56
Chicago Partners Investment Group
Illinois
$48K – – –
PMFA
57
Plante Moran Financial Advisors
Michigan
$47K +$47.6K +2,356 New
Creative Planning
58
Creative Planning
Kansas
$45K -$2.57K -127 -5%
FFC
59
First Financial Corp
Indiana
$44K – – –
BKA
60
Brick & Kyle Associates
Pennsylvania
$40K – – –
WAM
61
Wealthspire Advisors (Maryland)
Maryland
$40K +$40.9K +2,022 New
SSB
62
Sandy Spring Bank
Maryland
$32K – – –
MFS
63
MSI Financial Services
Massachusetts
$31K +$19.7K +977 +175%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$30K -$2.02K -100 -6%
GT
65
Glenmede Trust
Pennsylvania
$30K – – –
HI
66
Hudock Inc
Pennsylvania
$30K – – –
OC
67
Oakworth Capital
Alabama
$25K – – –
LTFS
68
Ladenburg Thalmann Financial Services
Florida
$23K – – –
KA
69
Klingman & Associates
New York
$20K – – –
IA
70
IFP Advisors
Florida
$8K +$7.72K +382 New
Northwestern Mutual Wealth Management
71
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.38K +266 New
WP
72
WealthPLAN Partners
Nebraska
$4.01K +$12.1K +600 New
MMG
73
Monetary Management Group
Missouri
$4K +$4.29K +212 New
Bank of Nova Scotia
74
Bank of Nova Scotia
Ontario, Canada
– -$1.69M -86,828 Closed
IT
75
Independence Trust
Tennessee
– -$575K -29,493 Closed
1 2
3
4

TY Hedge Fund Activity: Q4 2015 in Review

71 of the 3,811 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q4 2015, worth a combined $233M — up 1.7% from $229M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TY positions and 13 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $1.61M. The largest seller was Lazard Asset Management, cutting an estimated $4.11M.

  • 71 institutional investors held TRI-Continental Corp (TY) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $233M of TRI-Continental Corp stock for Q4 2015, up 1.7% quarter-over-quarter.
  • 14 funds opened new TRI-Continental Corp positions in Q4 2015 and 13 closed out, a net change of +1 holder.
  • The largest TRI-Continental Corp buyer in Q4 2015 was Landscape Capital Management, an estimated $1.61M added.
  • The largest TRI-Continental Corp seller in Q4 2015 was Lazard Asset Management, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2015.