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TRI-Continental Corp

70 hedge funds and large institutions have $265M invested in TRI-Continental Corp in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more capital invested

Capital invested by funds: $258M → $265M (+$7.31M)

0.42% more ownership

Funds ownership: 19.17%19.6% (+0.42%)

0% more funds holding

Funds holding: 7070 (0)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
70
Holders Change
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.19%
New
8
Increased
23
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CB
51
Community Bank
New York
$147K -$25.8K -1,200 -15%
BAM
52
Barrett Asset Management
New York
$125K
SIA
53
Stancorp Investment Advisers
Oregon
$102K +$101K +4,701 New
BKA
54
Brick & Kyle Associates
Pennsylvania
$99K -$6.45K -300 -6%
US Bancorp
55
US Bancorp
Minnesota
$85K
Citigroup
56
Citigroup
New York
$66K +$6.07K +282 +10%
CPIG
57
Chicago Partners Investment Group
Illinois
$52K +$667 +31 +1%
FMII
58
Farmers & Merchants Investments Inc
Nebraska
$50K +$49.5K +2,300 New
SC
59
Searle & Co
Connecticut
$41K
Creative Planning
60
Creative Planning
Kansas
$39K +$2.99K +139 +8%
SSB
61
Sandy Spring Bank
Maryland
$35K +$34.6K +1,609 New
HI
62
Hudock Inc
Pennsylvania
$33K
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$32K
GT
64
Glenmede Trust
Pennsylvania
$32K
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$31K
OC
66
Oakworth Capital
Alabama
$27K
MFS
67
MSI Financial Services
Massachusetts
$12K +$323 +15 +3%
MWAN
68
Mariner Wealth Advisors (NYC)
Kansas
$12K +$12.3K +570 New
FPFS
69
First Personal Financial Services
North Carolina
$5K
SGC
70
South Georgia Capital
Illinois
$4K
WP
71
WealthPLAN Partners
Nebraska
$4K +$4.3K +200 New
FNBT
72
FineMark National Bank & Trust
Florida
$3K
Goldman Sachs
73
Goldman Sachs
New York
-$881K -41,136 Closed
Bank of New York Mellon
74
Bank of New York Mellon
New York
-$277K -12,958 Closed
PAM
75
Panagora Asset Management
Massachusetts
-$52K -2,441 Closed