Bank of New York Mellon’s TRI-Continental Corp TY Stock Holding History

Bank of New York Mellon’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-8,825	Closed	-$237K	–	4410
2017 Q4	$237K	Buy	+8,825	New	+$231K	﹤0.01%	3880
2015 Q1	–	Sell	-12,958	Closed	-$277K	–	4281
2014 Q4	$277K	Buy	+12,958	New	+$273K	﹤0.01%	3803
2013 Q4	–	Sell	-53,364	Closed	-$978K	–	4256
2013 Q3	$978K	Hold	53,364	–	–	﹤0.01%	3254
2013 Q2	$955K	Buy	+53,364	New	+$962K	﹤0.01%	3221

Other funds holding TY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of New York Mellon's TY Position: Q1 2018 in Review

Bank of New York Mellon sold out of TRI-Continental Corp (TY) in Q1 2018, closing a stake of 8,825 shares — an estimated $237K sold.

Bank of New York Mellon first reported a position in TY in Q2 2013 and held it in 4 quarters. The position peaked at $978K in Q3 2013. 99 funds tracked by Wall St. Rank hold TY as of Q1 2018.

Bank of New York Mellon reported no remaining TRI-Continental Corp position as of Q1 2018 after selling out during the quarter.
Bank of New York Mellon sold 8,825 TRI-Continental Corp shares in Q1 2018, an estimated $237K.
Bank of New York Mellon first reported a position in TRI-Continental Corp in Q2 2013 and held it in 4 quarters.
Bank of New York Mellon's TRI-Continental Corp position peaked at $978K in Q3 2013.
99 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q1 2018.

Based on Bank of New York Mellon's 13F filing for Q1 2018, filed 15 May 2018.