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TRI-Continental Corp
TY

63 hedge funds and large institutions have $231M invested in TRI-Continental Corp in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

44% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 16

17% more funds holding in top 10

Funds holding in top 10: 6 → 7 (+1)

11% more capital invested

Capital invested by funds: $208M → $231M (+$22.8M)

11% more funds holding

Funds holding: 57 → 63 (+6)

0.43% more ownership

Funds ownership: 17.92% → 18.34% (+0.43%)

Holders
63
Holders Change
+6
Holders Change %
+10.53%
% of All Funds
1.83%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.2%
New
9
Increased
23
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
+$3.57M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$1.34M
3
DA
Doliver Advisors
Texas
+$1.17M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$975K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$707K

Top Sellers

1
GFM
Gramercy Funds Management
Connecticut
-$1.86M
2
Wells Fargo
Wells Fargo
California
-$1.38M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$978K
4
TC
TFS Capital
Pennsylvania
-$520K
5
HSBC Holdings
HSBC Holdings
United Kingdom
-$441K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$37K -$2.86K -149 -8%
HI
52
Hudock Inc
Pennsylvania
$31K – – –
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$29K -$15.3K -800 -36%
GT
54
Glenmede Trust
Pennsylvania
$29K – – –
OC
55
Oakworth Capital
Alabama
$25K +$24.1K +1,255 New
1IC
56
1919 Investment Counsel
Maryland
$17K -$52.9K -2,755 -77%
WF
57
WealthTrust Fairport
Ohio
$14K – – –
MFS
58
MSI Financial Services
Massachusetts
$10K +$77 +4 +0.8%
Ameriprise
59
Ameriprise
Minnesota
$8K +$7.67K +400 New
LFG
60
LifePlan Financial Group
Ohio
$7K – – –
SGC
61
South Georgia Capital
Illinois
$4K +$3.84K +200 New
FNBT
62
FineMark National Bank & Trust
Florida
$3K – – –
Bank of New York Mellon
63
Bank of New York Mellon
New York
– -$978K -53,364 Closed
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
– -$132K -7,224 Closed
WAM
65
Wolverine Asset Management
Illinois
– -$21K -1,148 Closed
1 2
3

TY Hedge Fund Activity: Q4 2013 in Review

63 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q4 2013, worth a combined $231M — up 11% from $208M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TY positions and 3 closed out — a net gain of 6 holders — while 23 added to existing stakes and 16 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $3.57M. The largest seller was Gramercy Funds Management, cutting an estimated $1.86M.

  • 63 institutional investors held TRI-Continental Corp (TY) as of Q4 2013, up from 57 in Q3 2013.
  • Funds reported $231M of TRI-Continental Corp stock for Q4 2013, up 11% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q4 2013 and 3 closed out, a net change of +6 holders.
  • The largest TRI-Continental Corp buyer in Q4 2013 was Karpus Investment Management, an estimated $3.57M added.
  • The largest TRI-Continental Corp seller in Q4 2013 was Gramercy Funds Management, an estimated $1.86M sold.

Based on aggregated 13F filings for Q4 2013.