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TRI-Continental Corp

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

15% more funds holding

Funds holding: 6170 (+9)

4% more capital invested

Capital invested by funds: $248M → $258M (+$9.5M)

0.25% more ownership

Funds ownership: 18.92%19.17% (+0.25%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.26M -$88.4K -4,195 -7%
PPA
27
Parametric Portfolio Associates
Washington
$1.14M +$167K +7,942 +18%
UBS Group
28
UBS Group
Switzerland
$1.12M +$1.1M +52,362 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.12M +$77K +3,658 +8%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$1.06M
CB
31
Commerce Bank
Missouri
$1.01M +$994K +47,212 New
MIG
32
Mariner Investment Group
New York
$969K +$953K +45,257 New
Goldman Sachs
33
Goldman Sachs
New York
$881K -$140K -6,657 -14%
HSBC Holdings
34
HSBC Holdings
United Kingdom
$877K -$211K -10,000 -20%
LPL Financial
35
LPL Financial
California
$699K +$213K +10,115 +45%
First Trust Advisors
36
First Trust Advisors
Illinois
$504K +$1.58K +75 +0.3%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$488K -$66.8K -3,171 -12%
HWA
38
Heritage Wealth Advisors
Virginia
$487K
GC
39
Guggenheim Capital
Illinois
$467K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$458K +$78.4K +3,724 +21%
LCM
41
Landscape Capital Management
New Jersey
$447K +$175K +8,289 +66%
WB
42
WesBanco Bank
West Virginia
$427K -$25.3K -1,200 -6%
TCT
43
TIAA CREF Trust
Missouri
$337K +$54.2K +2,574 +20%
CM
44
CS McKee
Pennsylvania
$332K
HighTower Advisors
45
HighTower Advisors
Illinois
$331K +$35.9K +1,706 +12%
EWM
46
Evermay Wealth Management
Virginia
$288K
CAN
47
Cetera Advisor Networks
California
$285K -$13.7K -650 -5%
Bank of New York Mellon
48
Bank of New York Mellon
New York
$277K +$273K +12,958 New
Northern Trust
49
Northern Trust
Illinois
$222K
CB
50
Community Bank
New York
$171K +$168K +8,000 New