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TRI-Continental Corp
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Overview Fund Activity

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
1
United Capital Financial Advisors
Texas
$1.98M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$1.9M
3
UBS Group
3
UBS Group
Switzerland
$1.12M
4
CB
4
Commerce Bank
Missouri
$1.01M
5
MIG
5
Mariner Investment Group
New York
$969K

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$26.8M
2
WAM
2
Wolverine Asset Management
Illinois
$2.67M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.2M
4
KIM
4
Karpus Investment Management
New York
$36M
5
CA
5
Cornerstone Advisors
North Carolina
$2.24M
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.26M 58,967 -4,195 -7%
PPA
27
Parametric Portfolio Associates
Washington
$1.14M 53,214 +7,942 +18%
UBS Group
28
UBS Group
Switzerland
$1.12M 52,362 +52,362 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.12M 52,259 +3,658 +8%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$1.06M 49,373 – –
CB
31
Commerce Bank
Missouri
$1.01M 47,212 +47,212 New
MIG
32
Mariner Investment Group
New York
$969K 45,257 +45,257 New
Goldman Sachs
33
Goldman Sachs
New York
$881K 41,136 -6,657 -14%
HSBC Holdings
34
HSBC Holdings
United Kingdom
$877K 40,950 -10,000 -20%
LPL Financial
35
LPL Financial
California
$699K 32,658 +10,115 +45%
First Trust Advisors
36
First Trust Advisors
Illinois
$504K 23,529 +75 +0.3%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$488K 22,777 -3,171 -12%
HWA
38
Heritage Wealth Advisors
Virginia
$487K 22,735 – –
GC
39
Guggenheim Capital
Illinois
$467K 21,793 – –
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$458K 21,370 +3,724 +21%
LCM
41
Landscape Capital Management
New Jersey
$447K 20,893 +8,289 +66%
WB
42
WesBanco Bank
West Virginia
$427K 19,961 -1,200 -6%
TCT
43
TIAA CREF Trust
Missouri
$337K 15,762 +2,574 +20%
CM
44
CS McKee
Pennsylvania
$332K 15,500 – –
HighTower Advisors
45
HighTower Advisors
Illinois
$331K 15,450 +1,706 +12%
EWM
46
Evermay Wealth Management
Virginia
$288K 13,468 – –
CAN
47
Cetera Advisor Networks
California
$285K 13,392 -650 -5%
Bank of New York Mellon
48
Bank of New York Mellon
New York
$277K 12,958 +12,958 New
Northern Trust
49
Northern Trust
Illinois
$222K 10,364 – –
CB
50
Community Bank
New York
$171K 8,000 +8,000 New
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