TY icon

TRI-Continental Corp
TY

Overview Fund Activity

63 hedge funds and large institutions have $231M invested in TRI-Continental Corp in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+6
Holders Change %
+10.53%
% of All Funds
1.83%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.2%
New
9
Increased
23
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$26.5M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$1.4M
3
DA
3
Doliver Advisors
Texas
$2.9M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.02M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$905K

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$27.3M
2
Wells Fargo
2
Wells Fargo
California
$544K
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$0
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$0
5
TC
5
TFS Capital
Pennsylvania
$239K
Name Holding Trade Value Shares
Change 		Shares
Change %
U
26
UBS
Switzerland
$804K +$86.6K +4,332 +12%
IT
27
Independence Trust
Tennessee
$610K +$73.9K +3,700 +14%
PPA
28
Parametric Portfolio Associates
Washington
$570K -$13.5K -676 -2%
Wells Fargo
29
Wells Fargo
California
$544K -$1.43M -71,740 -72%
WB
30
WesBanco Bank
West Virginia
$504K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$476K -$20.2K -1,012 -4%
HWA
32
Heritage Wealth Advisors
Virginia
$454K +$454K +22,735 New
GC
33
Guggenheim Capital
Illinois
$439K – – –
LPL Financial
34
LPL Financial
California
$435K +$18.1K +905 +4%
First Trust Advisors
35
First Trust Advisors
Illinois
$372K +$97.8K +4,890 +36%
RJA
36
Raymond James & Associates
Florida
$347K – – –
CM
37
CS McKee
Pennsylvania
$310K – – –
AQR Capital Management
38
AQR Capital Management
Connecticut
$303K -$93K -4,654 -23%
EWM
39
Evermay Wealth Management
Virginia
$269K +$269K +13,468 New
TCT
40
TIAA CREF Trust
Missouri
$263K -$39.9K -2,000 -13%
Northern Trust
41
Northern Trust
Illinois
$257K -$15.1K -756 -6%
LCM
42
Landscape Capital Management
New Jersey
$252K +$252K +12,607 New
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$246K +$246K +12,296 New
TC
44
TFS Capital
Pennsylvania
$239K -$541K -27,105 -69%
VKH
45
Virtu KCG Holdings
New York
$238K -$90K -4,500 -27%
CFS
46
Community Financial System
New York
$160K – – –
US Bancorp
47
US Bancorp
Minnesota
$83K +$2.01K +100 +2%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$64K +$33.2K +1,676 +108%
Citigroup
49
Citigroup
New York
$60K +$4.02K +200 +7%
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$50K – – –
1
2
3