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UBS’s TRI-Continental Corp TY Stock Holding History

UBS’s Portfolio TY Stock Details TY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.2M Buy
57,674
+6,338
+12% +$134K ﹤0.01% 3407
2014
Q2 		$1.08M Buy
51,336
+13,078
+34% +$267K ﹤0.01% 3472
2014
Q1 		$768K Sell
38,258
-1,983
-5% -$39.1K ﹤0.01% 3765
2013
Q4 		$804K Buy
40,241
+4,332
+12% +$83.1K ﹤0.01% 3785
2013
Q3 		$658K Buy
35,909
+9,105
+34% +$168K ﹤0.01% 3819
2013
Q2 		$480K Buy
+26,804
New +$483K ﹤0.01% 4148

Other funds holding TY

RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's TY Position: Q3 2014 in Review

UBS increased its TRI-Continental Corp (TY) stake by 12% in Q3 2014, buying an estimated $134K and bringing the position to 57,674 shares worth $1.2M. The position accounts for ﹤0.01% of the portfolio, ranked #3407.

UBS first reported a position in TY in Q2 2013 and has held it in 6 quarters since. 61 funds tracked by Wall St. Rank hold TY as of Q3 2014.

  • UBS held 57,674 shares of TRI-Continental Corp worth $1.2M as of Q3 2014.
  • UBS bought 6,338 TRI-Continental Corp shares in Q3 2014, an estimated $134K.
  • TRI-Continental Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3407 holding.
  • UBS first reported a position in TRI-Continental Corp in Q2 2013 and has held it in 6 quarters since.
  • 61 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.