Relative Value Partners’s TRI-Continental Corp TY Stock Holding History

Relative Value Partners’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$42.3M	Buy	1,948,953 +26,641	+1%	+$573K	4.8%	3
2014 Q4	$41.2M	Buy	1,922,312 +40,594	+2%	+$855K	4.78%	3
2014 Q3	$39.3M	Buy	1,881,718 +37,866	+2%	+$798K	4.84%	4
2014 Q2	$38.7M	Buy	1,843,852 +34,620	+2%	+$708K	4.87%	4
2014 Q1	$36.3M	Sell	1,809,232 -5,077	-0.3%	-$100K	4.85%	6
2013 Q4	$36.3M	Buy	1,814,309 +22,283	+1%	+$427K	4.99%	5
2013 Q3	$32.8M	Buy	1,792,026 +55,228	+3%	+$1.02M	5.12%	6
2013 Q2	$31.1M	Buy	+1,736,798	New	+$31.3M	4.93%	7

Other funds holding TY

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Relative Value Partners's TY Position: Q1 2015 in Review

Relative Value Partners increased its TRI-Continental Corp (TY) stake by 1.4% in Q1 2015, buying an estimated $573K and bringing the position to 1,948,953 shares worth $42.3M. The position accounts for 4.8% of the portfolio, ranked #3.

Relative Value Partners first reported a position in TY in Q2 2013 and has held it in 8 quarters since. 70 funds tracked by Wall St. Rank hold TY as of Q1 2015.

Relative Value Partners held 1,948,953 shares of TRI-Continental Corp worth $42.3M as of Q1 2015.
Relative Value Partners bought 26,641 TRI-Continental Corp shares in Q1 2015, an estimated $573K.
TRI-Continental Corp made up 4.8% of Relative Value Partners's portfolio in Q1 2015, its #3 holding.
Relative Value Partners first reported a position in TRI-Continental Corp in Q2 2013 and has held it in 8 quarters since.
70 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q1 2015.

Based on Relative Value Partners's 13F filing for Q1 2015, filed 14 May 2015.