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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BBHC
26
Brown Brothers Harriman & Co
New York
$267K -$50.2K -3,957 -16%
WAM
27
Wolverine Asset Management
Illinois
$253K -$349K -27,551 -58%
AA
28
Ancora Advisors
Ohio
$198K
UBS Group
29
UBS Group
Switzerland
$179K +$29.1K +2,295 +20%
SSWM
30
Smith Salley Wealth Management
North Carolina
$177K
DA
31
Doliver Advisors
Texas
$163K -$28.5K -2,250 -15%
RJA
32
Raymond James & Associates
Florida
$162K -$36.2K -2,854 -18%
FNBT
33
FineMark National Bank & Trust
Florida
$128K
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$72K -$3.96K -312 -5%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$49K
BF
36
BOK Financial
Oklahoma
$38K +$37.4K +2,947 New
ST
37
Smithfield Trust
Pennsylvania
$35K
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$25K
JP Morgan Chase
39
JP Morgan Chase
New York
$22K
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.3K
NSIM
41
North Star Investment Management
Illinois
$13K
TF
42
Tompkins Financial
New York
$6K
US Bancorp
43
US Bancorp
Minnesota
$4K
BC
44
Bartlett & Co
Ohio
$3K
RCM
45
Rivernorth Capital Management
Florida
-$6.34M -499,070 Closed
GC
46
Guggenheim Capital
Illinois
-$281K -22,130 Closed
AGM
47
Alpine Global Management
New York
-$162K -12,756 Closed
SCM
48
SOL Capital Management
Maryland
-$143K -11,265 Closed
Barclays
49
Barclays
United Kingdom
-$13K -1,000 Closed
Creative Planning
50
Creative Planning
Kansas
-$10K -775 Closed