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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BBHC
26
Brown Brothers Harriman & Co
New York
$267K
SRC
27
Shufro Rose & Co
New York
$263K
Morgan Stanley
28
Morgan Stanley
New York
$220K -$158K -15,184 -42%
AA
29
AQR Arbitrage
Connecticut
$195K -$153K -14,663 -45%
AA
30
Ancora Advisors
Ohio
$189K +$52 +5 +0%
CT
31
CMT Trading
Illinois
$174K -$6.09K -584 -3%
TAM
32
Tocqueville Asset Management
New York
$167K
SSWM
33
Smith Salley Wealth Management
North Carolina
$161K -$10.4K -1,002 -6%
RJA
34
Raymond James & Associates
Florida
$156K -$13.9K -1,338 -8%
LPL Financial
35
LPL Financial
California
$140K -$27.9K -2,677 -17%
SCM
36
SOL Capital Management
Maryland
$128K
WSFS
37
Wilmington Savings Fund Society
Delaware
$126K
UBS Group
38
UBS Group
Switzerland
$124K -$31K -2,970 -20%
Truist Financial
39
Truist Financial
North Carolina
$117K +$396 +38 +0.3%
MC
40
Matisse Capital
Oregon
$112K +$109K +10,500 New
M&T Bank
41
M&T Bank
New York
$109K +$107K +10,257 New
FNBT
42
FineMark National Bank & Trust
Florida
$107K
KLI
43
Kelman-Lazarov Inc
Tennessee
$95.9K -$15K -1,442 -14%
ARMT
44
Amica Retiree Medical Trust
Rhode Island
$52K
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$38K
ST
46
Smithfield Trust
Pennsylvania
$30K
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$25K
JP Morgan Chase
48
JP Morgan Chase
New York
$19K +$354 +34 +2%
AA
49
Apriem Advisors
California
$13K +$12.5K +1,200 New
Creative Planning
50
Creative Planning
Kansas
$12K +$94 +9 +0.8%