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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APFBOT
26
Amica Pension Fund Board of Trustees
Rhode Island
$321K
MIC
27
Meridian Investment Counsel
California
$310K
BBHC
28
Brown Brothers Harriman & Co
New York
$258K
SRC
29
Shufro Rose & Co
New York
$258K
AA
30
Ancora Advisors
Ohio
$183K +$2.95K +286 +2%
CT
31
CMT Trading
Illinois
$174K +$6.45K +625 +4%
SSWM
32
Smith Salley Wealth Management
North Carolina
$167K +$2.93K +284 +2%
RJA
33
Raymond James & Associates
Florida
$165K +$10.3K +1,000 +7%
TAM
34
Tocqueville Asset Management
New York
$161K
LPL Financial
35
LPL Financial
California
$158K +$9.91K +961 +6%
UBS Group
36
UBS Group
Switzerland
$152K +$14.5K +1,409 +11%
Geode Capital Management
37
Geode Capital Management
Massachusetts
$141K
SCM
38
SOL Capital Management
Maryland
$123K -$5.9K -572 -5%
WSFS
39
Wilmington Savings Fund Society
Delaware
$122K
Truist Financial
40
Truist Financial
North Carolina
$113K
Bank of New York Mellon
41
Bank of New York Mellon
New York
$109K +$108K +10,514 New
KLI
42
Kelman-Lazarov Inc
Tennessee
$107K
RJFSA
43
Raymond James Financial Services Advisors
Florida
$107K +$106K +10,307 New
FNBT
44
FineMark National Bank & Trust
Florida
$104K
ARMT
45
Amica Retiree Medical Trust
Rhode Island
$50K
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
$37K -$12.8K -1,242 -26%
ST
47
Smithfield Trust
Pennsylvania
$29K +$28.7K +2,780 New
TRCT
48
Tower Research Capital (TRC)
New York
$25K +$17.2K +1,669 +237%
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$24K
JP Morgan Chase
50
JP Morgan Chase
New York
$18K