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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MIC
26
Meridian Investment Counsel
California
$315K -$44.6K -4,095 -12%
SG Americas Securities
27
SG Americas Securities
New York
$305K +$314K +28,844 New
LCM
28
Landscape Capital Management
New Jersey
$299K +$17.8K +1,637 +6%
SRC
29
Shufro Rose & Co
New York
$276K -$13K -1,194 -4%
BBHC
30
Brown Brothers Harriman & Co
New York
$263K +$54.4K +5,000 +25%
TAM
31
Tocqueville Asset Management
New York
$232K
AA
32
Ancora Advisors
Ohio
$184K
UBS Group
33
UBS Group
Switzerland
$177K -$21.1K -1,939 -10%
SSWM
34
Smith Salley Wealth Management
North Carolina
$167K +$4.42K +406 +3%
LPL Financial
35
LPL Financial
California
$155K +$160K +14,702 New
CRC
36
Curi RMB Capital
Illinois
$136K +$140K +12,877 New
SCM
37
SOL Capital Management
Maryland
$132K
WSFS
38
Wilmington Savings Fund Society
Delaware
$124K
ALA
39
Atherton Lane Advisers
California
$114K
Truist Financial
40
Truist Financial
North Carolina
$110K
Citigroup
41
Citigroup
New York
$55K +$8.99K +826 +19%
ARMT
42
Amica Retiree Medical Trust
Rhode Island
$51K
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$50K -$18.5K -1,700 -26%
BA
44
BlackRock Advisors
Delaware
$35K -$32.3K -2,967 -48%
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$24K
WAM
46
Wolverine Asset Management
Illinois
$21K +$21.8K +2,000 New
JP Morgan Chase
47
JP Morgan Chase
New York
$17K +$18K +1,654 New
MA
48
MUFG Americas
New York
$16K
Creative Planning
49
Creative Planning
Kansas
$11K
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$11K +$10.9K +1,000 New