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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
U
26
UBS
Switzerland
$204K -$141K -10,604 -43%
CAN
27
Cetera Advisor Networks
California
$178K
SSWM
28
Smith Salley Wealth Management
North Carolina
$177K +$18.4K +1,380 +12%
AP
29
Advisor Partners
California
$171K
WSFS
30
Wilmington Savings Fund Society
Delaware
$167K
SCM
31
SOL Capital Management
Maryland
$163K
First Manhattan
32
First Manhattan
New York
$140K
Barclays
33
Barclays
United Kingdom
$126K +$46.9K +3,524 +64%
GFM
34
Gramercy Funds Management
Connecticut
$100K
Citigroup
35
Citigroup
New York
$46K -$1.69K -127 -4%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$34K
Ameriprise
37
Ameriprise
Minnesota
$27K
WA
38
WFG Advisors
Texas
$26K +$24K +1,801 New
CFSG
39
Community Financial Services Group
Vermont
$23K
DBT
40
Dubuque Bank & Trust
Iowa
$17K
OIA
41
Optimum Investment Advisors
Illinois
$12K +$11.2K +844 New
US Bancorp
42
US Bancorp
Minnesota
$10K
WF
43
WealthTrust Fairport
Ohio
$7K +$6.64K +499 New
TF
44
Tompkins Financial
New York
$4K
Creative Planning
45
Creative Planning
Kansas
$3K +$2.66K +200 New
BlackRock
46
BlackRock
New York
-$2.64M -214,600 Closed
SFS
47
Shaker Financial Services
Virginia
-$1.95M -158,442 Closed
JP Morgan Chase
48
JP Morgan Chase
New York
-$1.03M -83,754 Closed
TC
49
TFS Capital
Pennsylvania
-$797K -64,694 Closed
DA
50
Doliver Advisors
Texas
-$607K -49,271 Closed